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Res 14-06 ~ RESOLUTION 14-06 A RESOLUTION OF THE CITY COMMISSION OF THE CITY OF DELRAY BEACH, FLORIDA, AUTHORIZING THE CITY TO PARTICIPATE IN THE EMERGENCY JOINT PARTICIPATION AGREEMENT WITH THE FLORIDA DEPARTMENT OF TRANSPORTATION; PROVIDING FOR SEVERABILITY; PROVIDING FOR REPEALER; PROVIDING AN EFFECTIVE DATE. WHEREAS, the State of Florida Department of Transportation (Department), is allocating funds toward the repair of county roads in accordance with the Executive Order 05- 219 dated October 19,2005 for Hurricane Wilma; and WHEREAS, the City shall provide debris removal and police maintenance of traffic along roads classified by the Federal Highway Administration to be damaged by Hurricane Wilma; and WHEREAS, the Department has agreed to pay the City an amount not to exceed Two Hundred Eighty Seven Thousand Four Hundred Forty Dollars and Fifty-Nine Cents ($287,440.59) for the City's satisfactory completion of all services on or before April 21, 2006; and WHEREAS, the City Commission of the City of Delray Beach, Florida desires to enter into the Agreement, hereby approves the Agreement, and authorizes the execution thereof. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COMMISSION OF THE OF DELRA Y BEACH, FLORIDA AS FOLLOWS: Section 1. herein. The recitals set forth above are hereby incorporated as if fully set forth Section 2. If any section, subsection, clause or provision of this resolution is held invalid, the remainder shall not be affected by such invalidity. Section 3. All resolutions or parts of resolutions in conflict herewith shall be and hereby are repealed. Section 4. This resolution shall take effect immediately upon adoption. \ .lk. PASSED AND ADOPTED by the City Commission of the City of Delray Beach this ~- day of March, 2006. ~lt!A A YOR '- ATTEST: \~ .~. SJ ~\~..IV City Clerk 2 Resolution No. 14-06 . . ~ [ITY DF DElRAY BEA[H CITY ATTORNEY'S OFFICE 'r,,, NW hi :\VLNI 'I II! 1;\\ HL\C'H, FLORIDA 33444 i'ITI.l'IlOt\I:: :'ill! ' '. j \C'SI:'vlJLE: ,)hll~n-47SS Writer's Direct Line: 561/243-7090 DELRAY BEACH F L (). ,,"- ........ All-America City , , II J! DATE: TO: 1993 2001 MEMORANDUM March 3. 2006 Mayor and City Commissioners David T. Harden, City Manager Chevelle Nubin, City Clerk rtffJ FROM: Terrill Barton, Assistant City Attorney SUBJECT: Emerqencv Joint Participation Aqreement Attached please find a Resolution #14-06 and an Agreement for Emergency Joint Participation between the City and FOOT. The attached agreement provides that FOOT will reimburse the City in an amount up to $287,440.59 for the City's satisfactory removal of debris and provision of police maintenance of traffic along roads classified by the Federal Highway Administration to be damaged by Hurricane Wilma so long as all work is completed by April 21, 2006. Please place this item on the City Commission agenda for March 6, 2006. Please contact me at 243-7090 if you have any questions. Thank you. TCB: smk Attachment ~K, Resolution 14-06 A RESOLUTION OF THE CITY COMMISSION OF THE CITY OF DELRA Y BEACH, FLORIDA, AUTHORIZING THE CITY TO PARTICIPATE IN THE EMERGENCY JOINT PARTICIPATION AGREEMENT WITH THE FLORIDA DEPARTMENT OF TRANSPORTATION; PROVIDING FOR AN EFFECTIVE DATE. WHEREAS, the State of Florida Department of Transportation (Department), is allocating funds toward the repair of county roads in accordance with the Executive Order 05-219 dated October 19, 2005 for Hurricane Wilma; and WHEREAS, the City shall provide debris removal and police maintenance of traffic along roads classified by the Federal Highway Administration to be damaged by Hurricane Wilma; and WHEREAS, the Department has agreed to pay the City an amount not to exceed Two Hundred Eighty Seven Thousand Four Hundred Forty Dollars and Fifty-Nine Cents ($287,440.59) for the City's satisfactory completion of all services on or before April 21, 2006; and WHEREAS, the City Commission of the City of Delray Beach, Florida desires to enter into the Agreement, hereby approves the Agreement, and authorizes the execution thereof. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COMMISSION OF THE OF DELRA Y BEACH, FLORIDA AS FOLLOWS! Section 1. forth herein. The recitals set forth above are hereby incorporated as if fully set Section 2. This resolution shall take effect immediately upon adoption. PASSED AND ADOPTED by the City Commission of the City of Delray Beach this day of March, 2006. MAYOR Attest: City Clerk Contract No.: .A...f'l' ....~9-- STATE OF FLORIDA DEPARTMENT OF TRANSPORTATION EMERGENCY JOINT PARTICIPATION AGREEMENT THIS AGREEMENT, entered into this 2..4<tn day oC.l1AQl"~ 200~, by and between the State of Florida Department of Transportation hereinafter called the DEPARTMENT, and CITY OF DELRAY BEACH, located at 100 N.W. 1 st AVENUE, DELRA Y BEACH, FLORIDA 33444, hereinafter called the CITY. WITNESSETH WHEREAS, the DEPARTMENT and the CITY are desirous of having the CITY provide debris removal and police Maintenance of Traffic (MOT) along Federal Highway Administration (FHWA) functionally classified road(s) damaged by Hurricane Wilma, as necessary. These hurricane emergency relief efforts are located within Palm Beach County and are hereinafter referred to as the Project. Refer to Exhibit "A" of this AGREEMENT for a detailed Scope of Services; and, WHEREAS, the DEPARTMENT is prepared to allocate funds towards the repair of county roads in accordance with the Executive Order 05-219, dated October 19, 2005 for Hurricane Wilma, under the Robert T. Stafford Disaster Emergency Act, to provide for the reimbursement of FHWA eligible costs for Financial Project Number(s): 420529-3-D8-03; 420529-3-L8-01Iisted in Exhibit "B" annexed hereto and made a part hereof. All FHWA non-participating costs shall be borne by the CITY; and, WHEREAS, the repairs of these FHWA functionally classified Federal-aid road(s) damaged by the Hurricane Wilma are in the interest of both the DEPARTMENT and the CITY and it would be more practical, expeditious and economical for the CITY to perform such activities; and, WHEREAS, the CITY by Resolution No. \ '--\ - () \.p adopted on \\\t\,~ \.0 , 200 <0, acopyof'oM1ich is attached hereto and made a part hereof, authorizes the proper officials to enter into this AGREEMENT NOW, THEREFORE, in consideration of the mutual benefits to be derived from joint participation on the Project, the parties agree to the following: 1. The recitals set forth above are true and correct and are deemed incorporated herein. 2. The CITY shall be responsible for assuring that the Project complies with all Federal Highway Administration (FHWA) and DEPARTMENT standards. 3. The DEPARTMENT agrees to reimburse the CITY only for eligible costs associated with hurricane emergency relief efforts & associated CEI services of the aforementioned improvements as stated in the FHWA Detailed Damage Inspection Reports, copies of which are attached hereto and made a part hereof as Exhibit "B". All other costs are to be borne by the CITY. For satisfactory completion of all services on or before April 21 , 2006, time being ofthe essence, and as described in the attached Detailed Damage Inspection Report (DDIR), the DEPARTMENT will pay the CITY funds received from FHWA a total amount not to exceed TWO HUNDRED EIGHTY SEVEN THOUSAND FOUR HUNDRED FORTY DOLLARS AND FIFTY NINE CENTS ($287,440.59). 4. The DEPARTMENT shall have ten (10) working days to approve any invoice submitted by the CITY. Travel expenses are not authorized in this agreement. The CITY shall submit invoices for fees and Page 1 other compensation for services or expenses in detail sufficient for a proper per-audit and post-audit thereof. Invoice(s) shall be submitted to State DEPARTMENT of Transportation at 3400 W. Commercial Boulevard; Ft. Lauderdale, FL 33309; Attn:William Wang The CITY shall comply with the Federal and State Audit provisions set forth in Exhibit "D" which is attached hereto and made part of this Agreement. 5. The Agreement and any interest herein shall not be assigned, transferred or otherwise encumbered by the CITY under any circumstances without the prior written consent of the DEPARTMENT. However this Agreement shall run to the DEPARTMENT and its successors. 6. This Agreement shall continue in effect and be binding to both the CITY and the DEPARTMENT until June 30, 2007. All invoices and supporting documentation must be received by this date. 7. The DEPARTMENT, during any fiscal year, shall not expend money, incur any liability, or enter into any contracts which by its terms, involves the expenditure of money in excess of the amounts budgeted as available for expenditure during the fiscal year. Any contract, verbal or written, made in violation of this subsection is null and void, and no money may be paid on such contract. The DEPARTMENT shall require a statement from the comptroller of the DEPARTMENT that funds are available prior to entering into any such contract or other binding commitment of funds. Nothing herein contained shall prevent the making of contracts for periods exceeding one (1) year, but any contract so made shall be executory only for the value of the services to be rendered or agreed to be paid for in succeeding fiscal years; and this paragraph shall be incorporated verbatim in all contracts of the DEPARTMENT which are for an amount in excess of $25,000 and which have a term for a period of more than one (1) year. 8. Records of costs incurred under the terms of this Agreement shall be maintained and made available upon request to the DEPARTMENT at all times during the period ofthis Agreement for five years after final payment is made. Copies of these documents and records shall be furnished to the DEPARTMENT upon request. Records of costs incurred include the Contractor's general accounting records and the project records, together with supporting documents and records of the Contractor and all subcontractors performing work on the project, and all records of the Contractor and subcontractors considered necessary by the DEPARTMENT for the proper audit of costs. 9. The DEPARTMENT may cancel this Agreement for refusal of the CITY to allow public access to all documents, papers, letters, of other material subject to the provisions of Chapter 119 of the Florida Statutes, made or reviewed by the CITY in conjunction with this Agreement and shall make provisions in its Agreements with its consultants and sub-consultants to terminate for failure to comply with this provisions. 10. The CITY warrants that it has not employed or obtained any company or person, other than bona fide employees of the CITY, to solicit or secure this Agreement, and it has not paid or agreed to pay any company, corporation, individual orfirm, otherthan a bona fide employee employed by the CITY. For breach or violation of this provision, the DEPARTMENT shall have the right to terminate the Agreement without liability. 11. To the extent allowed by the Laws of Florida, the CITY hereby agrees to indemnify, defend, save, and hold harmless the DEPARTMENT from all claims, demands liabilities, and suits of any nature arising out of, because of, or due to any negligent or international act and/or occurrence, omission, or commission of the CITY, its consultants, contractors, subcontractors, agents, and/or employees. It is specifically understood and agreed that this indemnification clause does not cover or indemnify the DEPARTMENT for its own negligence. 12. The Agreement is governed by and construed in accordance with the laws of the State of Florida. Page 2 13. Section 215.422(5), Florida Statutes, request the DEPARTMENT to include a statement of vendor rights in the Agreement. The CITY is hereby advised of the following time frames. Upon receipt, the DEPARTMENT has ten (10) days to inspect the goods and services provided by the CITY. The DEPARTMENT has twenty (20) days to deliver a request for payment to the DEPARTMENT of Financial Services. The twenty days are measured from the latter of the date the invoice is received or the goods and services are received, inspected and approved by theDEPARTMENT. If payment is not available with forty (40) days a separate interest penalty at a rate as established pursuant to Section 215.422 (3) (b), Florida Statutes, will be due and payable, in addition to the invoice amount, to the CITY. Interest payments of less than one (1) dollar will not be enforced unless the CITY requests payment. Invoices which have been returned to the CITY because of invoice preparations errors will result in delay in the payment. The invoice payment requirements do no start until a properly completed invoice is provided theDEPARTMENT. Vendor Ombudsman has been established with the Department of Financial Services. The duties of this individual include acting as an advocate for the CITY in the event that the CITY may be experiencing problems in obtaining timely payment(s) from the DEPARTMENT. The Vendor Ombudsman may be contacted at (850) 410-9724 or by calling the Department of Financial Services Hotline 1-800-848-3792. 17. This document incorporates and includes all prior negotiations, correspondence, conversations, Agreements, or understanding applicable to the matters contained herein, and the parties agree that there are no commitments, Agreements or understanding concerning the subject matter of this Agreement that are not contained in this document. Accordingly, it is agreed that no deviation from the terms hereof shall be predicated upon any prior representation or Agreements whether oral or written. It is further agreed that no modification, amendment, or alteration in the terms and conditions contained herein shall be effective unless contained in written document executed with the same formality and of equal dignity herewith. 18. The DEPARTMENT agrees to pay the CITY for the services herein described at compensation as detailed in this Agreement. Payment shall be made only after receipt and approval of goods and services unless advance payments are authorized by the Department of Financial Services 215.422 (14), Florida Statute, or by the Department's Comptroller under section 334.044(29), Florida Statutes. 19. A person or affiliate who has been placed on the convicted vendor list following a conviction for a public entity crime may not submit a bid on a contract to provide any goods or services to a public entity, may not a bid on a contract with a public entity for the construction or repair of a public building or public work, may not submit bids on leases or real property to a public entity, may not be awarded or perform work as a contractor, supplier, subcontractor, or a consultant under a contract with any public entity, and may not transact business with any public entity in excess of the threshold amount provided in section 287.017, Florida Statutes, for Category Two for a period of 36 months from the date of being placed on the convicted vendor list. 20. The DEPARTMENT'S obligation to pay is contingent upon an annual appropriation by the Florida Legislature. 21. The DEPARTMENTwill consider the employment by any contractor of unauthorized aliens a violation of Section 274Age) of the Immigration and nationality Act. If the participant knowingly employees unauthorized aliens, such violation shall be cause for unilateral cancellations of this agreement. 22. Any or all notices (except invoices) given or required under this Agreement shall be in writing and either personally delivered with receipt acknowledged or sent by certified mail, return receipt requested. All notices delivered shall be sent to the following address: Page 3 If to the DEPARTMENT: Florida Department of Transportation - District Four 3400 West Commercial Blvd. Fort Lauderdale, Florida 33309-3421 Attn: Leos A. Kennedy, Jr. With a copy to: William Wang A second copy to: District General Counsel If to the CITY: City of Delray Beach 100 N.W. 1st Avenue Delray Beach, Florida 33444 With a copy to: Yvonne Walker Asst. Director of Public Works With a second copy to: Attorney *** IN WITNESS WHEREOF, this Agreement is to be executed by the parties below for the purposes specified herein. Authorization has been given to enter intoand execute this Agreement by Resolution No. /4} . C4 ,hereto attached. BY: NAME: TITLE: CITY OF DELRA Y BEACH ATTEST: APPROVED: (AS TO FORM) ~~.~~j~~ CITY CLERK (SEAL).J .........- APPROVED: APPROVED: BY: ,~~~ ~.CITY ATTORNEY Ov BY: ~\'J~ PROFESSIONAL SERVICES ADMINISTRATOR Page 4 EXHIBIT A SCOPE OF SERVICES As a result of Hurricane Wilma, the CITY will perform "Emergency" work described in the signed Detailed Damage Inspection Reports (DDIR's) listed in Exhibit "B" to restore Federal Aid Roads damaged during Hurricane Wilma. The DEPARTMENT will seek the maximum amount of FHWA funding available for reimbursement to the CITY. The CITY will be responsible for verification of eligibility and costs and will submit the supporting documentation directly to the DEPARTMENTfor review and approval. All work is subject to meeting eligibility criteria. It is the responsibility of the agency performing the work to provide the documentation necessary to justify the eligibility of items of work and the actual costs incurred for the emergency work described in the DDIR's. Each agency will submit with each invoice and supporting documentation package certification of work completed and costs incurred. Exhibit "C" of this agreement will be used as the certification document. This document must be filled out completely and notarized. The CITY shall submit for payment with supporting documentation described above no more than ninety (90) days after work is completed or from the execution date of this JPA. -I o -I )> r. ~ .... 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That the Invoice/Reimbursement Request package for Joint Participation Agreement Number , Financial Project Number(s) , (hereinafter referred to as the "Invoice") is in compliance with the Agreement, FHWA ER Manual or other acceptable plan as developed by the Agency; and 2, That the Invoice is true and correct as determined by the Agency's reasonable and independent investigation, measurements and verification of work performed; and 3. That the Agency hereby recommends that the Department make payment based on the attached Invoice and supporting documentation; and 4. That the Agency hereby agrees to indemnify and hold the Florida Department of Transportation, its officers and employees harmless from all liabilities, damages, costs, and attorney fees incurred and paid as a result of the negligence, recklessness, or intentional wrongful misconduct of the Agency and persons employed or utilized by the Agency in the preparation and/or audit of the Invoice, supporting documentation, and execution of the work as outlined in the Scope of Services. The Department also reserves the right to recover from the Agency any increased costs, delays or other damages to the Department due to errors and/or omissions under applicable Florida Statutes (334.044(2); 334.048.20.23(3)(a) and 337.015). 5. Monetary Amount Submitted A false statement or omission made in connection with this certification is sufficient cause for suspension, revocation or denial of payment, and may subject the person and/or entity making false statement to any or all civil and criminal penalties available pursuant to applicable Federal and State Law. State of Florida County of Sworn to and subscribed before me this _ day of , by (Print name of the person signing the Certification) Notary Public Commission Expires Authorized Agency Official Personally Known _OR Produced Identification_ By Type of Identification Produced Title EXHIBIT "0" FEDERALLY FUNDED CONTRACTS The administration of resources awarded by the Department to CITY OF DELRA Y BEACH may be subject to audits and/or monitoring by the Department, as described in this section. MONITORING In addition to reviews of audits conducted in accordance with OMB Circular A-133 and Section 215.97, F.S., as revised (see "AUDITS" below), monitoring procedures may include, but not be limited to, on-site visits by Department staff, limited scope audits as defined by OMB Circular A- 133, as revised, and/or other procedures. By entering into this agreement, the recipient agrees to comply and cooperate fully with any monitoring procedures/processes deemed appropriate by the Department. In the event the Department determines that a limited scope audit of the recipient is appropriate, the recipient agrees to comply with any additional instructions provided by the Department staff to CITY OF DELRA Y BEACH regarding such audit CITY OF DELRA Y BEACH further agrees to comply and cooperate with any inspections, reviews, investigations, or audits deemed necessary by the FOOT's Office of Inspector General (OIG) and Florida's Chief Financial Officer (CFO) or Auditor General. AUDITS PART I: FEDERALLY FUNDED Recipients of federal funds (i.e. state, local government, or non-profit organizations as defined in OMB Circular A-133, as revised) are to have audits done annually using the following criteria: 1. In the event that the recipient expends $500,000 or more in Federal awards in its fiscal year, the recipient must have a single or program-specific audit conducted in accordance with the provisions of OMB Circular A-133, as revised. EXHIBIT 1 to this agreement indicates Federal resources awarded through the Department by this agreement. In determining the Federal awards expended in its fiscal year, the recipient shall consider all sources of Federal awards, including Federal resources received from the Department. The determination of amounts of Federal awards expended should be in accordance with the guidelines established by OMB Circular A-133, as revised. An audit of the recipient conducted by the Auditor General in accordance with the provisions OMB Circular A-133, as revised, will meet the requirements of this part. 2. In connection with the audit requirements addressed in Part I, paragraph 1., the recipient shall fulfill the requirements relative to auditee responsibilities as provided in Subpart C of OMB Circular A-133, as revised. 3. If the recipient expends less than $500,000 in Federal awards in its fiscal year, an audit conducted in accordance with the provisions of OMB Circular A-133, as revised, is not required. However, if the recipient elects to have an audit conducted in accordance with the provisions of OMB Circular A-133, as revised, the cost of the audit must be paid from non-Federal resources (i.e., the cost of such an audit must be paid from recipient resources obtained from other than Federal entities). 4. Federal awards are to be identified using the Catalog of Federal Domestic Assistance (CFDA) title and number, award number and year, and name of the awarding federal agency. PART II: OTHER AUDIT REQUIREMENTS The recipient shall follow up and take corrective action on audit findings. Preparation of a summary schedule of prior year audit findings, including corrective action and current status of the audit findings is required. Current year audit findings require corrective action and status of findings. Records related to unresolved audit findings, appeals, or litigation shall be retained until the action is completed or the dispute is resolved. Access to project records and audit work papers shall be given to the FDOT, the Department of Financial Services, and the Auditor General. This section does not limit the authority of the Department to conduct or arrange for the conduct of additional audits or evaluations of state financial assistance or limit the authority of any other state official. PART III: REPORT SUBMISSION 1. Copies of reporting packages for audits conducted in accordance with OMB Circular A-133, as revised, and required by PART I of this agreement shall be submitted, when required by Section .320 (d), OMB Circular A-133, as revised, by or on behalf of the recipient directly to each of the following: A. The Department at each of the following addresses: Florida Department of Transportation, 3400 W. Commercial Blvd. Ft. Lauderdale, FL 33309 Antonette P. Adams, Professional Services Administrator William Wang, Project Manager B. The Federal Audit Clearinghouse designated in OMB Circular A-133, as revised (the number of copies required by Sections .320 (d)(1) and (2), OMB Circular A-133, as revised, should be submitted to the Federal Audit Clearinghouse), at the following address: Federal Audit Clearinghouse Bureau of the Census 1201 East 10th Street Jeffersonville, IN 47132 C. Other Federal agencies and pass-through entities in accordance with Sections .320 (e) and (f), OMB Circular A-133, as revised. 2. In the event that a copy of the reporting package for an audit required by PART I of this agreement and conducted in accordance with OMB Circular A-133, as revised, is not required to be submitted to the Department for reasons pursuant to section .320 (e)(2), OMB Circular A-133, as revised, the recipient shall submit the required written notification pursuant to Section .320 (e)(2) and a copy of the recipient's audited schedule of expenditures of Federal awards directly to each of the following: Florida Department of Transportation, 3400 W. Commercial Blvd. Ft. Lauderdale, FL 33309 Antonette P. Adams, Professional Services Administrator William Wang, Project Manager In addition, pursuant to Section .320 (f), OMB Circular A-133, as revised, the recipient shall submit a copy of the reporting package described in Section .320 (c), OMB Circular A-133, as revised, and any management letters issued by the auditor, to the Department at each of the following addresses: Florida Department of Transportation, 3400 W. Commercial Blvd. Ft. Lauderdale, FL 33309 Antonette P. Adams, Professional Services Administrator William Wang, Project Manager 3. Copies of financial reporting packages required by PART II of this agreement shall be submitted by or on behalf of the recipient directly to each of the following: A. The Department at each of the following addresses: Florida Department of Transportation, 3400 W. Commercial Blvd. Ft. Lauderdale, FL 33309 Antonette P. Adams, Professional Services Administrator William Wang, Project Manager B. The Auditor General's Office at the following address: Auditor General's Office Room 401, Pepper Building 111 West Madison Street Tallahassee, Florida 32399-1450 4. Copies of reports or the management letter required by PART III of this agreement shall be submitted by or on behalf of the recipient directly to: A. The Department at each of the following addresses: Florida Department of Transportation, 3400 W. Commercial Blvd. Ft. Lauderdale, FL 33309 Antonette P. Adams, Professional Services Administrator William Wang, Project Manager 5. Any reports, management letter, or other information required to be submitted to the Department pursuant to this agreement shall be submitted timely in accordance with OMB Circular A-133, Florida Statutes, and Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General, as applicable. 6. Recipients, when submitting financial reporting packages to the Department for audits done in accordance with OMB Circular A-133 or Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General, should indicate the date that the reporting package was delivered to the recipient in correspondence accompanying the reporting package. PART IV: RECORD RETENTION 1. The recipient shall retain sufficient records demonstrating its compliance with the terms of this agreement for a period of at least five years from the date the audit report is issued, and shall allow the Department, or its designee, CFO, or Auditor General access to such records upon request. The recipient shall ensure that audit working papers are made available to the Department, or its designee, CFO, or Auditor General upon request for a period of at least five years from the date the audit report is issued, unless extended in writing by the Department. FEDERAL RESOURCES AWARDED TO THE RECIPIENT PURSUANT TO THIS AGREEMENT CONSIST OF THE FOLLOWING: Federal Program: (FEDERAL HIGHWAY ADMINISTRATION, HIGHWAY PLANNING tt CONSTRUCTION 20.205) - TWO HUNDRED EIGHTY SEVEN THOUSAND FOUR HUNDRED FORTY DOLLARS AND FIFTY NINE CENTS ($287,440.59) COMPLIANCE REQUIREMENTS APPLICABLE TO THE FEDERAL RESOURCES AWARDED PURSUANT TO THIS AGREEMENT ARE AS FOLLOWS: NOTE: If the resources awarded to the recipient represent more than one Federal program, list applicable compliance requirements for each Federal program in the same manner as shown below. Federal Program: List applicable compliance requirements as follows: 1. See attached Exhibit "A", Scope of Services 2. a) Most projects are administered by or through State Transportation Departments or Federal agencies. b) Territorial highway projects are funded in the same manner as other Federal-aid highway projects, with territorial transportation agency functioning as the State Transportation Agency. Eligible activities and allowable costs will be determined in accordance with Title 23 and the OMB cost principles applicable to the recipient/sub- recipient. c) The Emergency Relief (ER) program is intended to aid State in repairing road facilities which have suffered widespread serious damage resulting from a natural disaster over a wide area or serious damage from a catastrophic failure. .. . ~'<\:;-~.f'.. RESOLUTION 14-06 A RESOLUTION OF THE CITY COMMISSION OF THE CITY OF DELRA Y BEACH, FLORIDA, AUTHORIZING THE CITY TO PARTICIPATE IN THE EMERGENCY JOINT PARTICIPATION AGREEMENT WITH THE FLORIDA DEPARTMENT OF TRANSPORTATION; PROVIDING FOR SEVERABILITY; PROVIDING FOR REPEALER; PROVIDING AN EFFECTIVE DATE. WHEREAS, the State of Florida Department of Transportation (Department), is allocating funds toward the repair of county roads in accordance with the Executive Order 05- 219 dated October 19,2005 for Hurricane Wilma; and WHEREAS, the City shall provide debris removal and police maintenance of traffic along roads classified by the Federal Highway Administration to be damaged by Hurricane Wilma; and WHEREAS, the Department has agreed to pay the City an amount not to exceed Two Hundred Eighty Seven Thousand Four Hundred Forty Dollars and Fifty-Nine Cents ($287,440.59) for the City's satisfactory completion of all services on or before April 21, 2006; and WHEREAS, the City Commission of the City of Delray Beach, Florida desires to enter into the Agreement, hereby approves the Agreement, and authorizes the execution thereof. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COMMISSION OF THE OF DELRA Y BEACH, FLORIDA AS FOLLOWS: Section 1. herein. The recitals set forth above are hereby incorporated as if fully set forth Section 2. If any section, subsection, clause or provision of this resolution is held invalid, the remainder shall not be affected by such invalidity. Section 3. All resolutions or parts of resolutions in conflict herewith shall be and hereby are repealed. Section 4. This resolution shall take effect immediately upon adoption. ; ,,'..;..'~:. , ',',','\', ,,,~~.:"':.< ":::.~~~~;.':.;, I ( \ \ ~ PASSED AND ADOPTED by the City Commission of the City of Delray Beach this \.1t"'''-' day of March, 2006. ~l~ A YOR "- ATTEST: ~~ a~ SJ "-\~:IV City Clerk 2 Resolution No. 14-06 a..l ., The job FI989NDR; user I.D. FI989ND <MVS@DOT> 03/21/200603:46 PM To PF415LK@dot.state.fl.us cc bcc Subject FUNDS APPROVAUREVIEWED FOR CONTRACT AOC89 STATE OF FLORIDA DEPARTMENT OF TRANSPORTATION FUNDS APPROVAL Contract #AOC89 Contract Type: AK Vendor Name: CITY OF DELRAY BEACH Vendor ID: VF596000308007 Beginning date of this Agmt: 03/22/06 Ending date of this Agmt: 06/30/07 Method of Procurement: G Description: Emergency JPA - Wilma ************************************************************************ ************************************************************************ ORG-CODE *EO (FISCAL YEAR) AMENDMENT ID *OBJECT *AMOUNT *FIN PROJECT *FCT *CFDA *BUDGET ENTITY *CATEGORY/CAT YEAR *SEQ. *USER ASSIGNED ID *ENC LINE(6S)/STATUS Action: ORIGINAL ************************************************************************ Funds have been: APPROVED 55 044020489 *WH 2006 0001 *242000 * *55150200 *00 * 241378.59 *4205293D803 *089958/06 *0001/04 *704 * Action: ORIGINAL ------------------------------------------------------------------------ Funds have been: APPROVED 55 044020489 *WH 2006 0001 *242000 * *55150200 *01 * 46062.00 *4205293L801 *089958/06 *0002/04 *987 * TOTAL AMOUNT: *$ ------------------------------------------------------------------------ 287,440.59 * ------------------------------------------------------------------------ FUNDS APPROVED/REVIEWED FOR ROBIN M. NAITOVE, CPA, COMPTROLLER DATE: 03/21/2006 JEB BUSH GOVERNOR ~ Florida Department - of Transportation PROFESSIONAL AND OTHER CONTRACfUAL SERVIC~S - DISTRICT 4 3400 West Commercial Boulevard, Fort Lauderdale, Flonda 33309-3421 Telephone: (954) 777-4603 Fax: (954) 777-4602 March I, 2006 DENVER J. STUTLER, JR. SECRETARY Ms. Yvonne Walton City of Delray Beach 100 N.W. 1st Avenue DeIray Beach, FL 33444 f '\ , , RECEiVEd MAR 0 2 2006 ACCOUNTS PAYAblE RE: Emergency Joint Participation Agreement FM# 420529-3-D8-03; 420529-3-L8-01 Dear Ms. Walton: I am enclosing five (5) copies of the Emergency Joint Participation Agreement (JP A) for the above referenced project. Please DO NOT fill in the date of the contract(s). The dale of the contract shall be completed by our staff upon execu1ion by the Departmen1 of Transportation's Director of Transportation Support. A fully executed copy of both agreements will then be forwarded to you for your files. In addition to returning the five signed original agreements, please forward: · Two (2) original and three (3) certified copies of the Commission resolution that authorizes the execution of the JP A. If it is not possible to obtain the resolutions, please forward: · Five (5) certified copies of the minutes of the Commission meeting at which this agreement was approved for execution. Should you have any questions, please contact me aI954-777-2285. Sdr~ ~ce Leos A. Kennedy, Jr. Professional Services Unit Enclosure: Copy: JP A Agreement William Wang- FDOT Projec1 Manager File www.dot.stateJl.us * RECYCLED PAPER Contract No.: STATE OF FLORIDA DEPARTMENT OF TRANSPORTATION EMERGENCY JOINT PARTICIPATION AGREEMENT THIS AGREEMENT, entered into this day of 200_, by and between the State of Florida Department of Transportation hereinafter called the DEPARTMENT, and CITY OF DELRAY BEACH, located at 100 N.W. 1st AVENUE, DELRA Y BEACH, FLORIDA 33444, hereinafter called the CITY. WITNESSETH WHEREAS, the DEPARTMENT and the CITY are desirous of having the CITY provide debris removal and police Maintenance of Traffic (MOT) along Federal Highway Administration (FHWA) functionally classified road(s) damaged by Hurricane Wilma, as necessary. These hurricane emergency relief efforts are located within Palm Beach County and are hereinafter referred to as the Project. Refer to Exhibit "A" of this AGREEMENT for a detailed Scope of Services; and, WHEREAS, the DEPARTMENT is prepared to allocate funds towards the repair of county roads in accordance with the Executive Order 05-219, dated October 19,2005 for Hurricane Wilma, under the Robert T. Stafford Disaster Emergency Act, to provide for the reimbursement of FHWA eligible costs for Financial Project Number(s):420529-3-D8-03; 420529-3-L8-01Iisted in Exhibit "B" annexed hereto and made a part hereof. All FHWA non-participating costs shall be borne by the CITY; and, WHEREAS, the repairs of these FHWA functionally classified Federal-aid road(s) damaged by the Hurricane Wilma are in the interest of both the DEPARTMENT and the CITY and it would be more practical, expeditious and economical for the CITY to perform such activities; and, WHEREAS, the CITY by Resolution No. adopted on ,200_,acopyofv.11ich is attached hereto and made a part hereof, authorizes the proper officials to enter into this AGREEMENT NOW, THEREFORE, in consideration of the mutual benefits to be derived from joint participation on the Project, the parties agree to the following: 1. The recitals set forth above are true and correct and are deemed incorporated herein. 2. The CITY shall be responsible for assuring that the Project complies with all Federal Highway Administration (FHWA) and DEPARTMENT standards. 3. The DEPARTMENT agrees to reimburse the CITY only for eligible costs associated with hurricane emergency relief efforts & associated CEI services ofthe aforementioned improvements as stated in the FHWA Detailed Damage Inspection Reports, copies of which are attached hereto and made a part hereof as Exhibit "B". All other costs are to be borne by the CITY. For satisfactory completion of all services on or before April 21 ,2006, time being of the essence, and as described in the attached Detailed Damage Inspection Report (DDIR), the DEPARTMENT will pay the CITY funds received from FHWA a total amount not to exceed TWO HUNDRED EIGHTY SEVEN THOUSAND FOUR HUNDRED FORTY DOLLARS AND FIFTY NINE CENTS ($287,440.59). 4. The DEPARTMENT shall have ten (10) working days to approve any invoice submitted by the CITY. Travel expenses are not authorized in this agreement. The CITY shall submit invoices for fees and Page 1 other compensation for services or expenses in detail sufficient for a proper per-audit and post-audit thereof. Invoice(s) shall be submitted to State DEPARTMENT of Transportation at 3400 W. Commercial Boulevard; Ft. Lauderdale, FL 33309; Attn:William Wang The CITY shall comply with the Federal and State Audit provisions set forth in Exhibit "D" which is attached hereto and made part of this Agreement. 5. The Agreement and any interest herein shall not be assigned, transferred or otherwise encumbered by the CITY under any circumstances without the prior written consent of the DEPARTMENT. However this Agreement shall run to the DEPARTMENT and its successors. 6. This Agreement shall continue in effect and be binding to both the CITY and the DEPARTMENT until June 30, 2007. All invoices and supporting documentation must be received by this date. 7. The DEPARTMENT, during any fiscal year, shall not expend money, incur any liability, or enter into any contracts which by its terms, involves the expenditure of money in excess of the amounts budgeted as available for expenditure during the fiscal year. Any contract, verbal or written, made in violation of this subsection is null and void, and no money may be paid on such contract. The DEPARTMENT shall require a statement from the comptroller of the DEPARTMENT that funds are available prior to entering into any such contract or other binding commitment of funds. Nothing herein contained shall prevent the making of contracts for periods exceeding one (1) year, but any contract so made shall be executory only for the value of the services to be rendered or agreed to be paid for in succeeding fiscal years; and this paragraph shall be incorporated verbatim in all contracts of the DEPARTMENT which are for an amount in excess of $25,000 and which have a term for a period of more than one (1) year. 8. Records of costs incurred under the terms of this Agreement shall be maintained and made available upon request to the DEPARTM ENT at all times during the period of this Agreement for five years after final payment is made. Copies of these documents and records shall be furnished to the DEPARTMENT upon request. Records of costs incurred include the Contractor's general accounting records and the project records, together with supporting documents and records of the Contractor and all subcontractors performing work on the project, and all records of the Contractor and subcontractors considered necessary by the DEPARTMENT for the proper audit of costs. 9. The DEPARTMENT may cancel this Agreement for refusal of the CITY to allow public access to all documents, papers, letters, of other material subject to the provisions of Chapter 119 of the Florida Statutes, made or reviewed by the CITY in conjunction with this Agreement and shall make provisions in its Agreements with its consultants and sub-consultants to terminate for failure to comply with this provisions. 10. The CITY warrants that it has not employed or obtained any company or person, other than bona fide employees of the CITY, to solicit or secure this Agreement, and it has not paid or agreed to pay any company, corporation, individual orfirm, other than a bona fide employee employed by the CITY. For breach or violation of this provision, the DEPARTMENT shall have the right to terminate the Agreement without liability. 11. To the extent allowed by the Laws of Florida, the CITY hereby agrees to indemnify, defend, save, and hold harmless the DEPARTMENTfrom all claims, demands liabilities, and suits of any nature arising out of, because of, or due to any negligent or international act and/or occurrence, omission, or commission of the CITY, its consultants, contractors, subcontractors, agents, and/or employees. It is specifically understood and agreed that this indemnification clause does not cover or indemnify the DEPARTMENTfor its own negligence. 12. The Agreement is governed by and construed in accordance with the laws of the State of Florida. Page 2 13. Section 215.422(5), Florida Statutes, request the DEPARTMENT to include a statement of vendor rights in the Agreement. The CITY is hereby advised of the following time frames. Upon receipt, the DEPARTMENT has ten (10) days to inspect the goods and services provided by the CITY. The DEPARTMENT has twenty (20) days to deliver a request for payment to the DEPARTMENT of Financial Services. The twenty days are measured from the latter of the date the invoice is received or the goods and services are received, inspected and approved by theDEPARTMENT. If payment is not available with forty (40) days a separate interest penalty at a rate as established pursuant to Section 215.422 (3) (b), Florida Statutes, will be due and payable, in addition to the invoice amount, to the CITY. Interest payments of less than one (1) dollar will not be enforced unless the CITY requests payment. Invoices which have been retumed to the CITY because of invoice preparations errors will result in delay in the payment. The invoice payment requirements do no start until a properly completed invoice is provided theDEPARTMENT. Vendor Ombudsman has been established with the Department of Financial Services. The duties of this individual include acting as an advocate for the CITY in the event that the CITY may be experiencing problems in obtaining timely payment(s) from the DEPARTMENT. The Vendor Ombudsman may be contacted at (850) 410-9724 or by calling the Department of Financial Services Hotline 1-800-848-3792. 17. This document incorporates and includes all prior negotiations, correspondence, conversations, Agreements, or understanding applicable to the matters contained herein, and the parties agree that there are no commitments, Agreements or understanding concerning the subject matter of this Agreement that are not contained in this document. Accordingly, it is agreed that no deviation from the terms hereof shall be predicated upon any prior representation or Agreements whether oral or written. It is further agreed that no modification, amendment, or alteration in the terms and conditions contained herein shall be effective unless contained in written document executed with the same formality and of equal dignity herewith. 18. The DEPARTMENT agrees to pay the CITY for the services herein described at compensation as detailed in this Agreement. Payment shall be made only after receipt and approval of goods and services unless advance payments are authorized by the Department of Financial Services 215.422 (14), Florida Statute, or by the Department's Comptroller under section 334.044(29), Florida Statutes. 19. A person or affiliate who has been placed on the convicted vendor list following a conviction for a public entity crime may not submit a bid on a contract to provide any goods or services to a public entity, may not a bid on a contract with a public entity for the construction or repair of a public building or public work, may not submit bids on leases or real property to a public entity, may not be awarded or perform work as a contractor, supplier, subcontractor, or a consultant under a contract with any public entity, and may not transact business with any public entity in excess of the threshold amount provided in section 287.017, Florida Statutes, for Category Two for a period of 36 months from the date of being placed on the convicted vendor list. 20. The DEPARTMENTS obligation to pay is contingent upon an annual appropriation by the Florida Legislature. 21. The DEPARTMENT will consider the employment by any contractor of unauthorized aliens a violation of Section 274Age) of the Immigration and nationality Act. If the participant knowingly employees unauthorized aliens, such violation shall be cause for unilateral cancellations of this agreement. 22. Any or all notices (except invoices) given or required under this Agreement shall be in writing and either personally delivered with receipt acknowledged or sent by certified mail, return receipt requested. All notices delivered shall be sent to the following address: Page 3 If to the DEPARTMENT: Florida Department of Transportation - District Four 3400 West Commercial Blvd. Fort Lauderdale, Florida 33309-3421 Attn: Leos A. Kennedy, Jr. With a copy to: William Wang A second copy to: District General Counsel If to the CITY: City of Delray Beach 100 N.W. 1st Avenue Delray Beach, Florida 33444 With a copy to: Yvonne Walker Asst. Director of Public Works With a second copy to: Attorney *** IN WITNESS WHEREOF, this Agreement is to be executed by the parties below for the purposes specified herein. Authorization has been given to enter into and execute this Agreement by Resolution No. , hereto attached. CITY OF DELRA Y BEACH STATE OF FLORIDA DEPARTMENT OF TRANSPORTATION BY: NAME: TITLE: BY: ROSIEL YN QUIROZ DIRECTOR OF TRANSPORTATION SUPPORT ATTEST: APPROVED: (AS TO FORM) CITY CLERK (SEAL) BY: DISTRICT GENERAL COUNSEL APPROVED: APPROVED: BY: CITY ATTORNEY BY: PROFESSIONAL SERVICES ADMINISTRATOR Page 4 EXHIBIT A SCOPE OF SERVICES / As a result of Hurricane Wilma, the CITY will perform "Emergency" work described in the signed Detailed Damage Inspection Reports (DDIR's) listed in Exhibit "B" to restore Federal Aid Roads damaged during Hurricane Wilma. The DEPARTMENT will seek the maximum amount of FHWA funding available for reimbursement to the CITY. The CITY will be responsible for verification of eligibility and costs and will submit the supporting documentation directly to the DEPARTMENTfor review and approval. All work is subject to meeting eligibility criteria. It is the responsibility of the agency performing the work to provide the documentation necessary to justify the eligibility of items of work and the actual costs incurred for the emergency work described in the DDIR's. Each agency will submit with each invoice and supporting documentation package certification of work completed and costs incurred. Exhibit "C" of this agreement will be used as the certification document. This document must be filled out completely and notarized. 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M c0M M .;, J, J, ~cD d, d, d, ",,,, d, 0,0, :iJ N N N NN N N N NN N NN '" '" '" "'''' '" '" "' "'"' '" '" '" "' 0 0 0 00 0 0 0 00 0 00 0 N N N NN N N N NN N NN N ... ... ... ...... ... ... ... ...... ... ... ... ... oo 0 ~ ... ... "' '" ... '" "" oo 0 0 0 0 0 0 0 0 0 9 0 0 9 9 0 J, .;, J, .}, M M M M M M M oo oo oo oo '" '" ", ", ", ", ", ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ Exhibit C CERTIFICATION AS TO ACCURACY OF PAYMENT The undersigned , on behalf of and as a duly authorized representative of, ' (hereinafter referred to as the "Agency") hereby certifies, to the best of Agency's knowledge, infprmation and belief, to the Florida Department of Transportation (hereinafter referred to as the "Department") as follows: 1. That the Invoice/Reimbursement Request package for Joint Participation Agreement Number , Financial Project Number(s) , (hereinafter referred to as the "Invoice") is in compliance with the Agreement, FHWA ER Manual or other acceptable plan as developed by the Agency; and 2. That the Invoice is true and correct as determined by the Agency's reasonable and independent investigation, measurements and verification of work performed; and 3. That the Agency hereby recommends that the Department make payment based on the attached Invoice and supporting documentation; and 4. That the Agency hereby agrees to Indemnify and hold the Florida Department of Transportation. its officers and employees harmless from all liabilities, damages, costs, and attorney fees incurred and paid as a result of the negligence, recklessness, or intentional wrongful misconduct of the Agency and persons employed or utilized by the Agency in the preparation and/or audit of the Invoice, supporting documentation, and execution of the work as outlined in the Scope of Services. The Department also reserves the right to recover from the Agency any increased costs, delays or other damages to the Department due to errors and/or omissions under applicable Florida Statutes (334.044(2); 334.048.20.23(3)(a) and 337.015). 5. Monetary Amount Submitted A false statement or omissIon made in connection with this certification is sufficient cause for suspension, revocation or denial of payment, and may subject the person and/or entity making false statement to any or all civil and criminal penalties available pursuant to applicable Federal and State Law, State of Florida County of Sworn to and subscribed before me this _ day of , by (Print name of the person signing the Certification) Notary Public Commission Expires Authorized Agency Officiai Personally Known _OR Produced Identification_ By Type of Identification Produced Title EXHIBIT "D" FEDERALLY FUNDED CONTRACTS The administration of resources awarded by the Department to CITY OF DELRAY BEACH may be subject to audits and/or monitoring by the Department, as described in this section. MONITORING In addition to reviews of audits conducted in accordance with OMB Circular A-133 and Section 215.97, F.S., as revised (see "AUDITS" below), monitoring procedures may include, but not be limited to, on-site visits by Department staff, limited scope audits as defined by OMB Circular A- 133, as revised, and/or other procedures. By entering into this agreement, the recipient agrees to comply and cooperate fully with any monitoring procedures/processes deemed appropriate by the Department. In the event the Department determines that a limited scope audit of the recipient is appropriate, the recipient agrees to comply with any additional instructions provided by the Department staff to CITY OF DELRAY BEACH regarding such audit CITY OF DELRAY BEACH further agrees to comply and cooperate with any inspections, reviews, investigations, or audits deemed necessary by the FOOT's Office of Inspector General (OIG) and Florida's Chief Financial Officer (CFO) or Auditor General. AUDITS PART I: FEDERALLY FUNDED Recipients of federal funds (i.e. state, local government, or non-profit organizations as defined in OMB Circular A-133, as revised) are to have audits done annually using the following criteria: 1. In the event that the recipient expends $500,000 or more in Federal awards in its fiscal year, the recipient must have a single or program-specific audit conducted in accordance with the provisions of OMB Circular A-133, as revised. EXHIBIT 1 to this agreement indicates Federal resources awarded through the Department by this agreement. In determining the Federal awards expended in its fiscal year, the recipient shall consider all sources of Federal awards, including Federal resources received from the Department. The determination of amounts of Federal awards expended should be in accordance with the guidelines established by OMB Circular A-133, as revised. An audit of the recipient conducted by the Auditor General in accordance with the provisions OMB Circular A-133, as revised, will meet the requirements of this part. 2. In connection with the audit requirements addressed in Part I, paragraph 1., the recipient shall fulfill the requirements relative to auditee responsibilities as provided in Subpart C of OMB Circular A-133, as revised. 3. If the recipient expends less than $500,000 in Federal awards in its fiscal year, an audit conducted in accordance with the provisions of OMB Circular A-133, as revised, is not required. However, if the recipient elects to have an audit conducted in accordance with the provisions of OMB Circular A-133, as revised, the cost of the audit must be paid from non-Federal resources (i.e., the cost of such an audit must be paid from recipient resources obtained from other than Federal entities). 4. Federal awards are to be identified using the Catalog of Federal Domestic Assistance (CFDA) title and number, award number and year, and name of the awarding federal agency. PART II: OTHER AUDIT REQUIREMENTS The recipient shall follow up and take corrective action on audit findings. Preparation of a summary schedule of prior year audit findings, including corrective action and current status of the audit findings is required. Current year audit findings require corrective action and status of findings. Records related to unresolved audit findings, appeals, or litigation shall be retained until the action is completed or the dispute is resolved. Access to project records and audit work papers shall be given to the FOOT, the Department of Financial Services, and the Auditor General. This section does not limit the authority of the Department to conduct or arrange for the conduct of additional audits or evaluations of state financial assistance or limit the authority of any other state official. PART III: REPORT SUBMISSION 1. Copies of reporting packages for audits conducted in accordance with OMB Circular A-133, as revised, and required by PART I of this agreement shall be submitted, when required by Section .320 (d), OMB Circular A-133, as revised, by or on behalf of the recipient directly to each of the following: A. The Department at each of the following addresses: Florida Department of Transportation, 3400 W. Commercial Blvd. Ft. Lauderdale, FL 33309 Antonette P. Adams, Professional Services Administrator William Wang, Project Manager B. The Federal Audit Clearinghouse designated in OMB Circular A-133, as revised (the number of copies required by Sections .320 (d)(1) and (2), OMB Circular A-133, as revised, should be submitted to the Federal Audit Clearinghouse), at the following address: Federal Audit Clearinghouse Bureau of the Census 1201 East 10th Street Jeffersonville, IN 47132 C. Other Federal agencies and pass-through entities in accordance with Sections .320 (e) and (f), OMB Circular A-133, as revised. 2. In the event that a copy of the reporting package for an audit required by PART I of this agreement and conducted in accordance with OMB Circular A-133, as revised, is not required to be submitted to the Department for reasons pursuant to section .320 (e)(2), OMB Circular A-133, as revised, the recipient shall submit the required written notification pursuant to Section .320 (e)(2) and a copy of the recipient's audited schedule of expenditures of Federal awards directly to each of the following: Florida Department of Transportation, 3400 W. Commercial Blvd. Ft. Lauderdale, FL 33309 Antonette P. Adams, Professional Services Administrator William Wang, Project Manager In addition, pursuant to Section .320 (f), OMB Circular A-133, as revised, the recipient shall submit a copy of the reporting package described in Section .320 (c), OMB Circular A-133, as revised, and any management letters issued by the auditor, to the Department at each of the following addresses: Florida Department of Transportation, 3400 W. Commercial Blvd. Ft. Lauderdale, FL 33309 Antonette P. Adams, Professional Services Administrator William Wang, Project Manager 3. Copies of financial reporting packages required by PART II of this agreement shall be submitted by or on behalf of the recipient directly to each of the following: A. The Department at each of the following addresses: Florida Department of Transportation, 3400 W. Commercial Blvd. Ft. Lauderdale, FL 33309 Antonette P. Adams, Professional Services Administrator William Wang, Project Manager B. The Auditor General's Office at the following address: Auditor General's Office Room 401, Pepper Building 111 West Madison Street Tallahassee, Florida 32399-1450 4. Copies of reports or the management letter required by PART III of this agreement shall be submitted by or on behalf of the recipient directly to: A. The Department at each of the following addresses: Florida Department of Transportation, 3400 W. Commercial Blvd. Ft. Lauderdale, FL 33309 Antonette P. Adams, Professional Services Administrator William Wang, Project Manager 5. Any reports, management letter, or other information required to be submitted to the Department pursuant to this agreement shall be submitted timely in accordance with OMB Circular A-133, Florida Statutes, and Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General, as applicable. 6. Recipients, when submitting financial reporting packages to the Department for audits done in accordance with OMB Circular A-133 or Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General, should indicate the date that the reporting package was delivered to the recipient in correspondence accompanying the reporting package. PART IV: RECORD RETENTION 1. The recipient shall retain sufficient records demonstrating its compliance with the terms of this agreement for a period of at least five years from the date the audit report is issued, and shall allow the Department, or its designee, CFO, or Auditor General access to such records upon request. The recipient shall ensure that audit working papers are made , . . available to the Department, or its designee, CFO, or Auditor General upon request for a period of at least five years from the date the audit report is issued, unless extended in writing by the Department. FEDERAL RESOURCES AWARDED TO THE RECIPIENT PURSUANT TO THIS AGREEMENT CONSIST OF THE FOLLOWING: Federal Program: (FEDERAL HIGHWAY ADMINISTRATION, HIGHWAY PLANNING Ii: CONSTRUCTION 20.205) - TWO HUNDRED EIGHTY SEVEN THOUSAND FOUR HUNDRED FORTY DOLLARS AND FIFTY NINE CENTS ($287,440.59) COMPLIANCE REQUIREMENTS APPLICABLE TO THE FEDERAL RESOURCES AWARDED PURSUANT TO THIS AGREEMENT ARE AS FOLLOWS: NOTE: If the resources awarded to the recipient represent more than one Federal program, list applicable compliance requirements for each Federal program in the same manner as shown below. Federal Program: List applicable compliance requirements as follows; 1. See attached Exhibit "A", Scope of Services 2. a) Most projects are administered by or through State Transportation Departments or Federal agencies. b) Territorial highway projects are funded in the same manner as other Federal-aid highway projects, with territorial transportation agency functioning as the State Transportation Agency. Eligible activities and allowable costs will be determined in accordance with Title 23 and the OMB cost principles applicable to the recipient/sub- recipient. c) The Emergency Relief (ER) program is intended to aid State in repairing road facilities which have suffered widespread serious damage resulting from a natural disaster over a wide area or serious damage from a catastrophic failure.