Res 92-92 RESOLUTION NO. 92-92
A RESOLUTION OF THE CITY COMMISSION OF THE CITY OF DELRAY
BEACH, FLORIDA, AUTHORIZING THE ISSUANCE OF THE NOT EXCEED-
ING $3,000,000 PRINCIPAL AMOUNT GENERAL OBLIGATION BOND
ANTICIPATION NOTE, SERIES 1992A, OF THE CITY OF DELRAY
BEACH, FLORIDA, PURSUANT TO A LINE OF CREDIT MADE AVAILABLE
THROUGH BARNETT BANK OF PAI/~ BEACH COUNTY FOR THE I~JI~UOSE
OF PROVIDING SHORT-TERM FINANCING FOR VARIOUS DECADE OF
EXCELLENCE PROJECTS INCLUDING BUT NOT Lr~ITED TO THE CO~T
OF DESIGN, ENGINEERING AND CONSTRUCTION OF VARIOUS FIRE
FACILITIES PROJECTS; PROVIDING FOR THE TE~MS AND PAYMENT OF
SAID GENERAL OBLIGATION BOND ANTICIPATION NOTE, SERIES
1992A, AND THE RIGHTS, RE~R. DIES AND SEC73RITY OF THE OWNERS
THEREOF; MAKING CERTAIN COVENANTS REIATING TO THE ISSUANCE
OF SAID GENERAL OBLIGATION BOND ANTICIPATION NOTE, SERIES
1992A; AtF~HORIZING THE PROPER OFFICERS OF THE CITY TO DO
ALL OTHER THINGS DEEMED NECESSARY OR ADVISABLE IN CONNEC-
TION WITH THE ISSUANCE OF SAID NOTE; AND PROVIDING FOR AN
EFFECTIVE DATE.
WHEREAS, on the 21st day of November 1989, a majority of
the qualified electors of the City of Delray Beach, Florida (the
"City"), approved the issuance of not exceeding $21,492,000 General
Obligation Bonds (Decade of Excellence Program) to pay the cost of
the acquisition, design, engineering, construction, reconstruction,
equipping and improvement of certain fire, recreational and cultural
facilities of the City and neighborhood improvements, streets, side-
walks, alleys, lands and roadways (each referred to as a "Project"
and collectively as "Decade of Excellence Projects" or "Projects"),
'as more fully described in Resolution No. 77-89, adopted by the City
Commission of the City (the "Commission") on October 16, 1989; and
WHEREAS, on the 12th day of December 1989, the Commission
adopted Resolution No. 98-89 (the "Bond Resolution") authorizing the
issuance, in one or more series, of not exceeding $21,492,000 City of
Delray Beach, Florida, General Obligation Bonds (Decade of Excellence
Program) (the "Decade of Excellence Bonds"); and
WHEREAS, on June 12, 1990, the City did issue a portion of
its Decade of Excellence Bonds in the principal amount of $11,280,000
being denominated as its General Obligation Bonds, Series 1990
(Decade of Excellence Program), to finance a portion of the costs of
the Projects; and
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WHEREAS, although the City intends to issue the remaining
portion of its Decade of Excellence Bonds in fiscal year 1993-1994,
it is in immediate need for short-term financing to complete the
funding of various Decade of Excellence Projects, including but not
limited to the funding of Fire Station Number One and Fire Station
Number Five (herein referred to as the "Fire Facilities Project");
and
WHEREAS, the Fire Facilities Project is one of the
Projects authorized by the bond referendum held on November 21, 1989;
and
WHEREAS, the Bond Resolution authorizes the City, if it
determines it to be in the best financial interest of the City, to
issue bond anticipation notes in order to temporarily finance the
cost of the acquisition and construction of the Projects; and
WHEREAS, the City Commission hereby finds it to be in the
best financial interest of the City to authorize the issuance of n~t
exceeding $3,000,000 in aggregate principal amount of a General
Obligation Bond Anticipation Note, Series 1992A (the "Note"), for the
purpose of providing short-term financing for various Decade of
Excellence Projects, including but not limited to the financing the
Fire Facilities Project; and
WHEREAS, pursua-nt to that certain Agreement Regarding Line
of Credit, dated as of September 1, 1992 (the "Line of Credit
Agreement"), by and between Barnett Bank of Palm Beach County (the
"Bank"), and the Cit~, the Bank has agreed to make available to the
City a closed-end line of credit in the aggregate principal amount of
not exceeding $3,000,000 (the "Line of Credit").
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COMMISSION OF
THE CITY OF DELRAY BEACH, FLORIDA, AS FOLLOWS:
ARTICLE I
STATUTORY AUTHORITY; FINDINGS AND DEFINITIONS
SECTION 1.1. AUTHORITY FOR THIS RESOLUTION. This
Resolution is adopted pursuant to the provisions of the Charter of
the City of Delray Beach, Florida, as amended and supplemented, the
Florida Constitution, Chapter 166 and Section 215.431, Florida
Statutes, as amended and supplemented, and other applicable
provisions of law.
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SECTION 1.2. FINDINGS. It is hereby ascertained,
determined and declared:
A. That the recitals hereinabove set forth are adopted by
the City.
B. That, in light of the need to finance the cost of
design, engineering and construction of various Decade of Excellence
Projects including but not limited to the Fire Facilities Project,
and in light of the complexity and short-term nature of this financ-
ing, the City finds that it is in the best interest of the City to
enter into a negotiated sale of the Note to the Bank.
C. That the Note authorized herein shall have a first lien
of the proceeds of the Bonds.
D. That the cost of the Decade of Excellence Projects
shall be deemed to include, but not be limited to, the cost of con-
struction and improvements, the cost of real estate, including ease-
ments and other interests therein, or any other property real or per-
sonal, necessary therefor; administrative expenses; engineering,
design and legal expenses; expenses for fiscal agents or financial
services; expenses for plans, specifications and surveys; and such
other expenses as may be necessary or incidental to the Decade of
Excellence Projects and the issuance of the Note herein authorized.
E. That the principal of and interest on the Note shall be
paid solely from the first proceeds of the Bonds.
F. That the Line of Credit Agreement, in the form attached
hereto as Exhibit B, is hereby approved and that the Mayor and City
Clerk are hereby authorized to execute the same on behalf of the
City.
SECTION 1.3. DEFINITIONS. That all terms defined in the
recitals to this Resolution shall, unless expressly provided other-
wise, have such meanings throughout this Resolution. In addition,
the following terms shall have the following meanings unless the con-
text otherwise clearly requires (provided, however, that any capital-
ized term used herein and not otherwise described shall have the
meaning ascribed to such terms in the Bond Resolution):
(a) "Act" shall mean the Florida Constitution, Chapter 166
and Section 215.431 of the Florida Statutes, as amended and supple-
mented, and the Charter of the City of Delray Beach, Florida, as
amended and supplemented, and other applicable provisions of the
law.
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(b) "Bank" shall mean Barnett Bank of Palm Beach County,
the Noteholder.
(c) "Bond Counsel" shall mean Mudge Rose Guthrie Alexander
& Ferdon.
(d) "Bond Resolution" shall mean Resolution No. 98-89
adopted by the City Commission on December 12, 1989, authorizing the
issuance of the Decade of Excellence Bonds, as amended and
supplemented.
(e) "Bonds" shall mean the Decade of Excellence Bonds
authorized but not yet issued in the aggregate principal amount of
not exceeding $10,212,000 pursuant to the terms and provisions of the
Bond Resolution.
(f) "City" shall mean the City of ~elray Beach, Florida, a
municipal corporation in the County of Palm Beach, State of Florida,
and its successors and assigns.
(g) "City Commission" shall mean the duly constituted gov-
erning body of the City.
(h) "Code" shall mean the Internal Revenue Code of 1986,
as amended, the applicable Treasury Regulations promulgated thereun-
der and any administrative or judicial interpretations of the same
published in a form on which the City may rely as a matter of law.
(i) "Interest Rate" shall mean the rate of interest on the
Note which, when calculated on a 365/366-day basis on the actual
number of days elapsed, shall be equal to four and seventy hundredths
percent (4.70%) per annum.
(j) "Maturity Date"" shall mean with respect to the prin-
cipal of and-interest on the Note, Decembe~ 31, 1993. -
(k) "Note" shall mean the not exceeding $3,000,000 aggre-
gate principal amount of General Obligation Bond Anticipation Note,
Series 1992A, authorized by this Resolution and the Bond Resolution.
(1) "Noteholder" or "Owner" or "Holder" or any similar
term shall mean any person who shall be the registered owner of the
No~e outstanding under this Resolution. The Bank shall be the ini-
tial Noteholder.
(m) "Paying Agent" shall mean the City's Finance
Department or, if the City Commission shall so determine by
subsequent proceeding, any bank or trust company and any successor
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bank or trust company that may be appointed by the City to act as
Paying Agent hereunder.
(n) ,,Payment Date" shall mean the Maturity Date or any
prior date the principal of the Note is optionally prepaid in whole
or in part.
(o) "Registrar" shall mean the City's Finance Department
or, if the City Commission shall so determine by subsequent proceed-
ing, any bank or trust company and any successor bank or trust com-
pany that may be appointed by the City to act as Registrar
hereunder.
(p) ,'Resolution" shall mean this Resolution as the same
may from time to time be amended and supplemented in accordance with
the terms hereof.
Words importing singular number shall include the plural
number and vice versa, as the case may be, and words importing per-
sons shall include firms and corporations.
SECTION 1.4. RESOLUTION CONSTITUTES CONTRACT. In consid-
eration of the acceptance of the Note authorized to be issued hereun-
der by those who shall own the same from time to time, this
Resolution shall be deemed to be and shall constitute a contract
between the City and the Noteholder and the covenants and agreements
herein and therein set forth to be performed by said City shall be
for the benefit, protection and security of the Noteholder.
ARTICLE II
AUTHORIZATION, TERMS, EXECUTION AND
REGISTRATION OF THE NOTE
SECTION 2.1. AUTHORIZATION OF THE NOTE. Subject and pur-
suant to the provisions of this Resolution and the Bond Resolution,
an obligation of the City to be known as "General Obligation Bond
Anticipation Note, Series 1992A" is hereby authorized to be issued in
the principal amount of not exceeding Three Million Dollars
($3,000,000) for the purpose of providing short-term financing for
the costs of various Decade of Excellence Projects including but not
limited to the Fire Facilities Project.
SECTION 2.2. DESCRIPTION OF THE NOTE. The text of the
Note shall be substantially in the form attached hereto as Exhibit A
with such omissions, insertions and variations as may be necessary
and desirable, as evidenced by the City's execution thereof.
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The Note shall be dated the date of the first drawing. The
Note shall bear interest on the outstanding principal amount of the
Note from time to time at the Interest Rate payable on the Payment
Date. With respect to any Payment Date prior to the Maturity Date,
interest shall be payable only with respect to that portion of the
outstanding principal amount of the Note that is actually repaid.
The principal of the Note and all accrued and unpaid interest on the
Note shall be payable on the Maturity Date. The Note shall be issued
in registered form.
Principal and interest shall be payable at the office of
the Paying Agent (the designated corporate trust office of the Paying
Agent if the City's Finance Department is not the Paying Agent). The
Note shall be numbered in such manner as may be prescribed by the
- Registrar.
The Note shall be payable, with respect to interest and
principal, in any coin or currency of the United States of America
which at the time of payment is legal tender for the payment bf
public and private debts.
The Note shall be subject to prepayment, at the option of
the City, in whole or in part, at any time without premium or
penalty. The Registrar shall provide written notice of prepayment to
the Noteholder, at least two (2) days prior to the Payment Date.
SECTION 2.3. EXECUTION OF THE NOTE. The Note shall be
executed in the name of the City by the signature of the Mayor of the
City and its official seal shall be affixed thereto or imprinted or
reproduced thereon and attested by the City Clerk. The signatures of
the Mayor of the City and City Clerk on the Note may be manual or
facsimile signatures. In case any one or more of the officers who
shall have signed or sealed the Note shall cease to be such officer
of the City before the Note so signed and sealed shall have been
actually sold and delivered, such Note may nevertheless be ~old and
- delivered as herein provided and may be issued as if the person who
signed or sealed such Note had not ceased to hold such office. The
Note may be signed and sealed on behalf of the City by such person
who at the actual time of the execution of the Note shall hold the
proper office, although at the date the Note shall be actually deliv-
ered such person may not have held such office or may not have been
so authorized.
The Note shall bear thereon a certificate of authentica-
tion, in the form set forth on Exhibit A attached hereto, executed
manually by the Registrar (when the City's Finance Department shall
act as Registrar, the certificate of authentication shall be manually
executed by the City's Finance Director). Only the Note as shall
bear thereon such certificate of authentication shall be entitled to
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any right or benefit under this Resolution and no Note shall be valid
or obligatory for any purpose until such certificate of authentica-
tion shall have been duly executed by the Registrar. The certificate
of authentication of the Registrar upon the Note executed on behalf
of the City shall be conclusive evidence that the Note so authenti-
cated has been duly authenticated and delivered under this Resolution
and that the Owner thereof is entitled to the benefits of this
Resolution.
SECTION 2.4. NEGOTIABILITY, REGISTRATION AND CANCR. rJATION.
At the option of the registered Owner thereof, but subject to the
prior written approval of the City's Director of Finance (which shall
not be withheld if the intended transferee provides a suitability
letter addressed to the City as to the sophistication of the
investor), and upon surrender thereof at the office of the Registrar
(the designated corporate trust office of the Registrar if the City's
Finance Department is not the Registrar) with a written instrument of
transfer satisfactory to the Registrar duly executed by the regis-
tered Owner or his duly authorized attorney, and upon payment by the
registered Owner of any charges which the Registrar may make as pro-
vided in this Section, the Note may be exchanged for another Note of
the same maturity.
The Registrar shall keep books for the registration of the
Note and for the registration of transfers of the Note. The Note
shall be transferable by the Owner thereof in person or by his/her
attorney duly authorized in writing only upon the books of the City
kept by the Registrar and only upon surrender thereof together with a
written instrument of transfer satisfactory to the Registrar duly
executed by the Owner or his/her duly authorized attorney. Upon the
transfer of such Note, the City shall issue in the name of the trans-
feree a new Note.
The City, the Paying Agent and the Registrar shall deem and
treat the person in whose name the Note shall be registered upon the
books kept by the Registrar as the absolute Owner of such Note,
whether such Note shall be overdue or not, for the purpose of receiv-
ing payment of, or on account of, the principal of and interest on
such Note as the same become due and for all other purposes. Ail
such payments so made to any such Owner or upon his/her order shall
be valid and effectual to satisfy and discharge the liability upon
such Note to the extent of the sum or sums so paid, and neither the
City, the Paying Agent nor the Registrar shall be affected by any
notice to the contrary.
In all cases in which the privilege of exchanging or trans-
ferring the Note is exercised, the City shall execute and the
Registrar shall authenticate and deliver the Note in accordance with
the provisions of this Resolution. The Note surrendered in any such
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exchanges or transfers shall forthwith be delivered to the Registrar
and cancelled by the Registrar in the manner provided in this
Section. There shall be no charge for any such exchange or transfer
of the Note, but the City or the Registrar may require the payment of
a sum sufficient to pay any tax, fee or other governmental charges
required to be paid with respect to such exchange or transfer.
The Note paid or redeemed, in whole, either at or before
maturity, shall be delivered to the Registrar when the payment or
redemption is made, and-such Note, shall thereupon be promptly
cancelled. The Note so cancelled may at any time be destroyed by the
Registrar, who shall execute a certificate of destruction in dupli-
cate by the signature of one of its authorized officers describing
the Note, and one executed certificate shall be filed with the City
- and the other executed certificate shall be retained by the
Registrar.
SECTION 2.5. THE NOTE MUTILATED, DESTROYED, STOT~N OR LOST.-
In case the Note shall become mutilated, destroyed, stolen or lost,
the City may execute and the Registrar shall authenticate and deliver
a new Note of like date, maturity and denomination as the Note so
mutilated, destroyed, stolen or lost; provided that, in the case of
any mutilated Note, such mutilated Note shall first be surrendered to
the City and, in the case of any lost, stolen or destroyed Note,
there shall first be furnished to the City and the Registrar (if not
the city's Finance Department) evidence of such loss, theft, or
destruction satisfactory to the City and the Registrar, together with
indemnity satisfactqry to them. In the event the Note shall be about
to mature or have matured, instead of issuing a duplicate Note, the
City may pay the same without surrender thereof. The City and the
Registrar (if not the City's Finance Department) may charge the Owner
of such Note their reasonable fees and expenses in connection with
this transaction. Any Note surrendered for replacement shall be can-
celled in the same manner as provided in Section 2.4 hereof.
- Any such duplicate Note issued pursuant to this Section
shall constitute additional contractual obligations on the part of
the City, whether or not the lost, stolen or destroyed Note be at any
time found by anyone, and such duplicate Note shall be entitled to
equal proportionate benefits and rights as to lien on the source and
security for payment from the first proceeds of the Bonds, with the
Note issued hereunder.
SECTION 2.6. CONDITIONS FOR DRAWING UNDER T~ LINE OF
CREDIT AND ISSUANCE OF THE NOTE. In connection with a drawing ~]der
the Line of Credit (a "Drawing") the following conditions will
apply:
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(a) Except in the case of the initial Drawing, written
notice of the City's intention to make a Drawing at least two (2)
business days prior to the date specified for such Drawing (such
notice shall confirm that the City is in compliance with the cove-
nants set forth in Section 3.3 hereof); and
(b) Only with respect to the first Drawing, a fully exe-
cuted Tax Certificate, dated as of the date of such Drawing; and
(c) Only with respect to the first Drawing, a copy of a
completed and executed Form 8038-G to be filed with the Internal
Revenue Service; and
(d) Only with respect to the first Drawing, an Opinion of
Bond Counsel, satisfactory to the Noteholder, regarding the due
authorization, execution, delivery, validity and enforceability of
the Note and the due adoption of this Resolution and the Bond
Resolution (enforceability of such instruments may be subject to
standard bankruptcy exceptions and the like) and the exclusion of
interest on the Note from gross income for Federal income tax pur-
poses, that the Note is not a specified "private activity bond"
within the meaning of Section 57(a)(5) of the Code and, therefore,
the interest on the Note will not be treated as a preference item for
purposes of computing the alternative minimum tax imposed by
Section 55 of the Code (however, a portion of the interest on the
Note owned by corporations may be subject to the Federal alternative
minimum tax which is based in part on adjusted current earnings); and
(e) Only with respect to the first Drawing, an Opinion of
the City Attorney, satisfactory to the Noteholder, regarding the due
authorization, execution, delivery, validity and enforceability of
the Note and the due adoption of this Resolution and the Bond
Resolution (enforceability may be subject to standard bankruptcy
exceptions and the like).
SECTION 2.7. GRID NOTATION. With respect to Drawings on
the Line of Credit and repayments, in part thereof, the City and the
Bank shall make the appropriate notations on the "Grid" attached to
the Note. The Grid shall be severable from the Note.
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ARTICLE III
COVENANTS, FUNDS AND APPLICATION THEREOF
SECTION 3.1. T~E NOTE NOT TO BE INDEBTEDNESS OF THE CITY.
The Note shall not be and shall not constitute an indebtedness of the
City within the meaning of any constitutional, statutory, charter or
other limitation of indebtedness but shall be payable solely from the
first proceeds of the Bonds, as provided in this Resolution. No
Holder or Holders of the Note issued hereunder shall ever have the
right to compel the exercise of the ad valorem taxing power of the
City, or taxation in any form of any real property therein to pay the
Note or the interest thereon.
SECTION 3.2. NOTE SECURED BY A FIRST LIEN ON THE PRf)(IEE~S
-OF THE BONDS. From and after the issuance o_f the Note, and continu-
ing until the payment of the Note as to principal and interest, the
City covenants that the Note shall be secured by a first lien on the
first proceeds of the Bonds, and such first proceeds are pledged as
security for the prompt payment of principal of and interest on said
Note.
SECTION 3.3. COVENANTS OF THE CITY. As long as any of the
principal of or interest on the Note shall be outstanding and unpaid,
or until there shall have been set aside in a fund or account created
by the City in accordance with Section 3.6 hereof, a sum sufficient
to pay, when due, _the entire principal of the Note remaining unpaid,
together with interest accrued and to accrue thereon, the City cove-
nants with the Noteholder as follows:
A. Tax Covenants Relating to the Internal Revenue Code of
1986, as amended. 1. In order to maintain the exclusion from gross
income for purposes of Federal income taxation of interest on the
Note, the C-ity covenants to comply with ~ach requirement of the
- Code. In furtherance of the covenant contained in the preceding sen-
tence, the City agrees to continually comply with the provisions of
the "Tax Certificate as to Arbitrage and Instructiohs as to
Compliance with the provisions of Section 103(a) of the Internal
Revenue Code of 1986, as amended" to be executed by the City and
delivered on the date of issuance and delivery of the Note, as such
certificate may be amended from time to time as a source of guidance
fo~ achieving compliance with ~che Code.
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(2) The City covenants and agrees with the Noteholder that
the City shall not take any action or omit to take any action,
which action or omission, if reasonably expected on the date of
initial issuance and delivery of the Note, would cause the Note
to be a "private activity bond" or "arbitrage bond" within the
meaning of Sections 141(a) and 148(a), respectively, of the
Code.
(3) The City shall make any and all payments required to
be made to the United States Department cf the Treasury in con-
nection with the Note pursuant to Section 148(f) of the Code.
(4) Notwithstanding any other provision of this Resolution
to the contrary, as long as necessary in order to maintain the
exclusion from gross income for purposes of Federal income taxa-
tion of interest on the Note, the covenants contained in this
Section shall survive the payment of the Note and the interest
thereon, including any payment or discharge thereof pursuant to
Section 3.6 of this Resolution.
B. Other General Obligation Bonds. The City shall not
issue any indebtedness of any kind payable from ad valorem taxes,
other than the Bonds, until the Note, both as to principal and inter-
est, has been paid in full or provisions for such payment has been
made in accordance with Section 3.6 of this Resolution.
C. Disposition of Proceeds of Bonds. The City covenants
to deposit with the Paying Agent, on or prior to the Maturity Date,
the first proceeds of the Bonds in an amount sufficient to pay the
outstanding principal of and interest on the Note.
D. Covenant as to the Bonds. The City Covenants that it
will issue its Bonds on or before the Maturity Date of the Note.
Notwithstanding the foregoing, the City shall not be obligated to
issue its Bonds if the City shall pay the principal of and interest
on the Note on or before the Maturity Date from any other legally
available moneys.
SECTION 3.4. REMEDIES OF NOTEHOLDER. Should the City
default in its obligation created by this Resolution, the Noteholders
may, in addition to any remedy set forth in this Resolution, either
at law or in equity, by suit, action, mandamus or other proceeding in
any court of competent jurisdiction, protect and enforce any and all
rights under the laws of the State of Florida, or granted and con-
tained in this Resolution, and may enforce and compel the performance
of all duties required by this Resolution, or by any applicable stat-
utes to be performed by the City or by any officer thereof.
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SECTION 3.5. APPLICATION OF NOTE PROCEEDS. The proceeds
of the Note shall be used to provide short-term financing for the
costs of the various Decade of Excellence Projects; including but not
limited to the Fire Facilities Project.
The proceeds of the Note shall be deposited in the
Construction Fund established pursuant to the terms and provisions of
the Bond Resolution and shall applied in accordance with the provi-
sions of the Bond Resolution.
SECTION 3.6. DISCHARGE AND SATISFACTION OF THE NOTE. The
covenants, liens and pledges entered into, created or imposed pursu-
ant to this Resolution may be fully discharged and satisfied with
respect to the Note in any one or more of the following ways:
(a) by paying the principal of and interest on the Note
-when the same shall become due and payable; or
(b) by depositing in such fund or account, as the City may
hereafter create and establish by resolution, moneys or
U. S. obligations sufficient at the time of such deposit to pay the
Note and all interest thereon on said Note on or prior to the
Maturity Date thereof.
ARTICLE IV
MISCELLANEOUS PROVISIONS
SECTION 4.1. MODIFICATION OR AMENDMENT.
No material modification or amendment of this Resolution or
of any resolution amendatory thereof or supplemental thereto, may be
made without the consent in writing of the Noteholder; provided, how-
ever, that no modificati6n or amendment shall permit a change in the
- maturity of such Note or a reduction in the rate of interest
thereon.
This Resolution may be amended, changed, modified and
altered without the consent of the Noteholder, (i) to cure any ambi-
guity or correct any provision contained herein which may be defec-
tive or inconsistent with any other provisions contained herein,
(ii) to provide other changes which will not adversely affect the
interest of such Noteholder, or (iii) to maintain the exclusion of
interest on the Note from gross income for Federal income tax
purposes.
SECTION 4.2. ADDITIONAL AUTHORIZATION. The Mayor, the
City Manager, the Finance Director (or his/her designee) and any
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other proper official of the City shall be, and each of them is
hereby authorized and directed to execute and deliver any and all
documents and instruments, including but not limited to the Line of
Credit Agreement and any amendments thereto, and to do and cause to
be done any and all acts and things necessary or proper for carrying
out the transactions contemplated by this Resolution.
SECTION 4.3. SEVERABILITY OF INVALID PROVISIONS. I f any
one or more of the covenants, agreements or provisions of this
Resolution should be held contrary to any express provision of law or
contrary to the policy of express law, though not expressly prohibit-
ed, or against public policy, or shall for any reason whatsoever be
held invalid, then such covenants, agreements or provisions shall be
null and void and shall be deemed separate from the remaining cove-
nants, agreements or provisions, and shall in no way affect the
validity of any of the other provisions of this Resolution or of the
Note issued hereunder.
SECTION 4.4. PAYING AGENT AND REGISTRAR. T h e C i t y ' s
Finance Department is hereby appointed to act as Paying Agent and
Registrar for the Note.
SECTION 4.5. AWARD OF THE NOTE. The City hereby awards
the sale of the Note to the Bank, subject to successful completion of
negotiations with the City's administrative staff, in accordance with
the terms and provisions of this Resolution and the Line of Credit
Agreement.
SECTION 4.6. REPEALER. Ail resolutions and orders, or
parts thereof, in conflict herewith are, to the extent of such con-
flict, hereby repealed, and this Resolution shall take effect upon
its passage in the manner provided by law.
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Passed and adopted in regular session on this 8th day of
September, 1992. ~~
Attest:
City.. ~e~k /
- The foregoing resolution and the form of Note and Line of
Credit Agreement therein contained are hereby approved by me as to
form, language and execution this 8th day o_f Sept~ber, 1992.
~' City Attorney
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Exhibit A
FORM OF NOTE
No. R-__
UNITED STATES OF AMERICA
STATE OF FLORIDA
CITY OF DELRAY BEACH, FLORIDA
General Obligation Bond Anticipation Note
Series 1992A
Interest Maturity Dated
Rate Date Date
4.70% December 31, 1993 , 1992
Registered Owner: Barnett Bank of Palm Beach County
Principal Amount: not to exceed $3,000,000
KNOW ALL MEN BY THESE PRESENTS, that the City of Delray
Beach (the "City") in Palm Beach County, Florida, for value received,
hereby promises to pay from the sources herein mentioned, to the
Registered Owner specified above or registered assigns on the
Maturity Date specified above, upon the presentation and surrender
hereof at the City's Finance Department or (if so determined by the
City) the designated trust office of the bank or trust company
appointed by the City to act as paying agent (said City's Finance
Department or ~uch bank or trust company and any bank or trust com-
pany becoming successor paying agent being herein called the "Paying
Agent"), the Principal Amount of $3,000,000 or such lesser amount
advanced by Barnett Bank of Palm Beach County to the City pursuant to
the Note Resolution (as herein defined), with interest thereon at the
Interest Rate specified above calculated on the basis of a
365/366-day year for the actual number of days elapsed, on the
Maturity Date in the manner specified in the within described
Resolution to the registered owner. The Principal Amount and accrued
A-1 Res. No. 92-92
interest thereon is payable in any coin or currency of the United
States of America, which, on the date of payment thereof, shall be
legal tender for the payment of public and private debts.
This Note is authorized to be issued in a principal amount
of not exceeding $3,000,000 under the authority of and in full com-
pliance with the Constitution and statutes of the State of Florida,
including, particularly, Chapter 166 and Section 215.431, Florida
Statutes, as amended and supplemented, the Charter of the City of
Delray Beach, Florida, as-amended and supplemented, and other appli-
cable provisions of law (the "Act"), and Resolution No. 98-89, duly
adopted by the City on the 12th day of December 1989 (the "Bond
Resolution"), and Resolution No. 92-92, duly adopted on September 8,
1992 (the "Note Resolution"), as such resolutions may be further
- amended and supplemented from time to time, and is subject to all
terms and conditions of said resolutions (the Bond Resolution and the
-Note Resolution are sometimes, collectively, referred to as the
"Resolution"). Any term used in this Note and not otherwise defined,
shall have the meaning ascribed to such term in the Resolution~
It is hereby certified and recited that all acts, condi-
tions and things required to exist, to happen, and to be performed,
precedent to and in the issuance of this Note exist, have happened
and have been performed in regular and due form and time as required
by the Laws and Constitution of the State of Florida and the Charter
of the City applicable thereto, and that the issuance of this Note,
is in full compliance with all constitutional or statutory limita-
tions or provisions.
This Note shall not be valid or become obligatory for any
purpose or be entitled to any security or benefit under the Note
Resolution until the certificate of authentication hereon shall have
been signed by an authorized officer of the Registrar.
This Note shall bear interest at ~he Interest Rate.
Interest shall only be payable on December 31, 1993 (the
"Maturity Date"), or earlier optional prepayment (each a "Payment
Date"). With respect to an optional prepayment of a portion or all
of the outstanding principal of the Note, interest shall only be pay-
able with respect to the principal of the Note repaid. The principal
of and interest on the Note shall be payable solely from the first
pro-ceeds of the Bonds (defined-below).
"Bonds" shall mean the Decade of Excellence Bonds autho-
rized but not yet issued in the aggregate principal amount of not
exceeding $10,212,000 pursuant to the terms and provisions of the
Bond Resolution.
A-2 Res. No. 92-92
The city may prepay this Note in whole or in part, at any
time or from time to time, without penalty or premium, by paying to
the registered holder all or part of the principal amount of this
Note, together with the unpaid interest accrued on the amount of
principal so prepaid to the date of such prepayment. Each prepayment
shall be made on such date and in such principal amount as shall be
specified by the City in a written notice delivered to the registered
owner not less than two (2) days prior thereto. Notice having been
given as aforesaid, the principal amount stated in such notice or the
whole thereof, as the case may be, shall become due and payable on
the prepayment date stated in such notice, together with interest
accrued and unpaid to the prepayment date on the principal amount
then being paid; and the amount of principal and interest then due
and payable shall be paid (i) in case the entire unpaid balance of
the principal of this Note is to be paid, upon presentation and sur-
render of the Note to the office of the Paying Agent (designated cor-
porate trust office, if the Paying Agent is not the City's Finance
Department), and (ii) in case only part of the unpaid balance of
principal of this Note is to be paid, upon presentation of such Note
at the office of the Paying Agent (designated corporate trust office,
if the Paying Agent is not the City's Finance Department) for nota-
tion thereon of the amount of principal and interest on the Note then
paid or for issuance of a replacement Note in the principal amount
not redeemed. If, on the prepayment date, funds for the payment of
the principal amount to be prepaid, together with interest to the
prepayment date on such principal amount, shall have been provided to
the Paying Agent, as above provided, then from and after the prepay-
ment date interest on such principal amount of this Note shall cease
to accrue. If said funds shall not have been so paid on the prepay-
ment date, the principal amount of the Note shall continue to bear
interest until payment thereof at the rate or rates provided for
herein.
This Note shall not be and shall not constitute an indebt-
edness of the City within the meaning of any constitutional, statuto-
ry, charter or other limitations of indebtedness but shall be payable
solely from the first proceeds of the Bonds as provided in the
Resolution. No Holder of this Note shall ever have the right to
compel the exercise of ad valorem taxing power of the City, or taxa-
tion in any form of any real property therein to pay the Note or the
interest thereon.
The terms and provisions of the Note Resolution are incor-
porated in this Note as though such terms and provisions have been
set out in full herein.
A-3 Res. No. 92-92
IN WITNESS WHEREOF, the City of Delray Beach, Florida, has
caused this Note to be signed by its Mayor, either manually or with
his facsimile signature, and the seal of the City Commission of the
City of Delray Beach, Florida, to be affixed hereto or imprinted or
reproduced hereon, and attested by the Clerk of the City, either man-
ually or with her facsimile signature, and this Note to be dated the
Dated Date set forth above.
(SEAL) - CITY OF DELRAY BEACH, FLORIDA
ATTEST: By:
Mayor
Clerk of the City of Delray
- Beach, Florida
A-4 Res. No. 92-92
FORM OF CERTIFICATE OF AUTHENTICATION
Date of Authentication:
This Note is the Note delivered pursuant to the within men-
tioned Resolution.
as Registrar
By:
Authorized Officer
A-5 Res. ~o. 92-92
ASSIGNMENT
FOR VALUE RECEIVED the undersigned sells, assigns and
transfers unto
(please print or typewrite name, address and tax identification
number of assignee)
the within Note and all rights thereunder, and hereby irrevocably
constitutes and appoints
Attorney to transfer the within Note on the books kept for registra-
tion thereof, with full power of substitution in the premises.
Dated:
Signature Guaranteed: In the presence of:
_ NOTICE: The signature to this
assignment must correspgnd
- with the name as written upon
the face of the within Note
in every particular, without
alteration or enlargement, or
any change whatever.
A-6 Res. ~o. 92-92
DRAW-DOWN GRID
[Outstanding Principal Amount not to Exceed $3,000,000]
Principal
Amount Initials
Amount of Note of
of Outstanding Noteholder
Date Draw After Draw and City
A-7 Res. No. 92-92
REPAYMENT GRID
[Outstanding Principal Amount not to Exceed $3,000,000]
Principal
Amount
of Note Initials
Amount Outstanding of
of after Noteholder
Date Repayment - Repayment and City
A-8 Res. No. 92-92
EXHIBIT B
AGREEMENT REGARDING LINE OF CREDIT
Dated as of September 1, 1992
WHEREAS, Barnett Bank of Palm Beach County (the "Bank")
has offered to make a closed-end line of credit (the "Line of
Credit") available to the city of Delray Beach, Florida (the
"City"), in the principal amount of not exceeding $3,000,000 under
which the.City may, from time to time, make drawings; and
WHEREAS, the City Commission of the City of Delray Beach,
Florida, on September 8, 1992, adopted Resolution No. 92-92 (the
"Note Resolution") authorizing the issuance of not exceeding
$3,000,000 principal amount City of Delray Beach, Florida, General
Obligation Bond Anticipation Note, Series 1992A, which Bond
Anticipation Note, Series 1992A, shall represent the City's
obligation to reimburse the Bank for drawings made under the Line
of Credit; and
WHEREAS, the City and the Bank find it necessary to enter
into this Agreement, to acknowledge the terms and provisions of the
Note Resolution adopted by the City and the extension of the Line
of Credit by the Bank.
NOW THEREFORE, the City and the Bank hereby agree as
follows:
1. That the Bank shall make immediately available to the
City, pursuant to the terms and provisions of the Note Resolution,
the Line of Credit in an aggregate principal amount of not
exceeding $3,000,000 which shall be available to the City in one or
more drawings prior to December 31, 1993.
2. That the Line of Credit shall expire on December 31,
i993, and the outstanding principal amount of any drawings,
including interest thereon, shall become due and payable on such
date unless all of such drawings have been prepaid prior to such
date in accordance with the terms and provisions of the Note
Resolution.
3. That the Bank hereby accepts the terms and conditions
set forth in the Note Resolution applicable to the Line of Credit.
BARNETT BANK OF PALM BEACH COUNTY
(SEAL) By:
Title:
Date:
Attest CITY OF DELRAY BEACH, FLORIDA
By:
Clerk of the City of Title: Mayor
Delray Beach, Florida Date:
C: \ DA TA\D ELRA Y~ul~GI~EE. LOC
STATE OF FLORIDA )
COUNTY OF PALM BEACH )
I, Alison MacGregor Harty, do hereby certify that I am the
duly qualified City Clerk of the City of Delray Beach, Palm Beach
County, Florida.
I further certify that the above and foregoing constitutes
a true and correct copy of the minutes of a meeting of the City
Commission of said city held on September 8, 1992, and of a resolu-
tion adopted at said meeting, as said minutes and resolution are
- officially of record in my possession.
IN WITNESS WHEREOF, I have hereunto subscribed my official
signature and impressed hereon the official seal of the City of
Delray Beach this 8th day of September, 1992.
City Clerk
(SEAL)
Res. No. 92-92
(:lTV DF I)ELRII',F BEIII:H
100 N.W. 1st AVENUE · DELRAY BEACH, FLORIDA 33444 · 407/243-7000
CERTIFICATION
I, ALISON MacGREGOR HARTY, City Clerk of the City of
Delray Beach, Florida, do hereby certify that the attached is a
true and correct copy of Resolution No. 92-92, as the same was
passed and adopted in regular session on the 8th day of
September, 1992, by the City Commission of the City of Delray
Beach, Florida.
IN WITNESS WHEREOF, I have hereunto set my hand and the
official seal of the City of Delray Beach, Florida, on this the
23rd day of September, 1992.
Alison MacG~r~gor'-Ha~y
City Clerk
City of Delray Beach, Florida
SEAL
THE EFFORT ALWAYS MATTERS
£1TY OF I]ELFII:IY BEACH
September 24, 1992
Stephen D. Sanford, Esquire
Mudge Rose Guthrie Alexander & Ferdon
Suite 900 - Northbridge Centre
515 North Flagler Drive
West Palm Beach, FL 33401
Re: Resolution No. 92-92
G.O. Bond Anticipation Note Resolution
Dear Steve:
As requested, enclosed are two (2) certified copies of Resolution
No. 92-92 as passed and adopted by the Delray Beach City
Commission on September 8, 1992.
If you have any questions, please do not hesitate to contact me
at 407/243-7050.
Sincerely,
Alison MacGregor Harry
City Clerk
AMH/m
Enclosures
cc: Rebecca O'Connor, Treasurer
THE EFFORT AL',?JAYS MATTERS
AGREEMENT REGARDING LINE OF CREDIT
Dated as of September 1, 1992
WHEREAS, Barnett Bank of Palm Beach County (the "Bank")
has offered to make a closed-end line of credit (the "Line of
Credit") available to the City of Delray Beach, Florida (the
"City"), in the principal amount of not exceeding $3,000,000 under
which the.City may, from time to time, make drawings; and
WHEREAS, the City Commission of the City of Delray Beach,
Florida, on September 8, 1992, adopted Resolution No. 92-92 (the
"Note Resolution") authorizing the issuance of not exceeding
$3,000,000 principal amount City of Delray Beach, Florida, General
Obligation Bond Anticipation Note, Series 1992A, which Bond
Anticipation Note, Series 1992A, shall represent the City's
obligation to reimburse the Bank for drawings made under the Line
of Credit; and
WHEREAS, the City and the Bank find it necessary to enter
into this Agreement, to acknowledge the terms and provisions of the
Note Resolution adopted by the City and the extension of the Line
of Credit by the Bank.
NOW THEREFORE, the City and the Bank hereby agree as
follows:
1. That the Bank shall make immediately available to the
City, pursuant to the terms and provisions of the Note Resolution,
the Line of Credit in an aggregate principal amount of not
exceeding $3,000,000 which shall be available to the City in one or
more drawings prior to December 31, 1993.
2. That the Line of Credit shall expire on December 31,
1993, and the outstanding principal amount of any drawings,
including interest thereon, shall become due and payable on such
date unless all of such drawings have been prepaid prior to such
date in accordance with the terms and provisions of the Note
Resolution.
3. That the Bank hereby accepts the terms and conditions
set forth in the Note Resolution applicable to the Line of Credit.
BARNETT BANK OF PAL~ BEACH COUNTY
(S L) By:
Title~ ~ '- %G~
Date: ~--I~ -qb
Attest CITY OF DE~--~EA~H, FLORIDA
C~i~ °f~the-C~ty of z Titl~y. or,__/~,/ .~.~ _
Delray Beach, Florida Date: ~7~.. ~~
/i~/~{rney- Jeff~urtz
MEMORANDUM
TO: MAYOR AND CITY COMMISSIONERS
FROM: CITY MANAGER~Q
SUBJECT:, AGENDA ITEM # ~ - MEETING OF SEPTEMBER 8. 1992
RESOLUTION NO. 92-92
DATE: September 4, 1992
This is a resolution authorizing the issuance of not exceeding
$3,000,000 principal amount General Obligation Bond Anticipation Note,
Series 1992A, pursuant to a line of credit made available through
Barnett Bank for the purpose of providing short-term financing for
various Decade of Excellence projects, including but not limited to,
the cost of design, engineering and construction of various ~
~fac~ilities.
The Bond Resolution which authorized the Decade of Excellence Bond
Issue, authorizes the City to issue bond anticipation notes in order
to temporarily finance the cost of the acquisition and construction of
approved Decade of Excellence projects. It is anticipated that the
second Decade of Excellence Bond issue will occur in FY 1993/94.
At the time the agenda was complete, the resolution was still being
prepared. It is anticipated that the final version will be provided
to the Commission before Tuesday evenings meeting to replace the
attached draft.
Recommend approval of Resolution No. 92-92.
MEMORANDUM
TO: MAYOR AND CITY COMMISSIONERS
FROM: CITY MANAGER~
SUBJECT: AGENDA ITEM # q'~'- MEETING QF AUGUST 25. 1992
RESOLUTION NO. 95-92
DATE: August 21, 1992
This is a resolution authorizing the issuance of not exceeding
$3,000,000 principal amount General Obligation Bond Anticipation
Note, Series 1992A, pursuant to a line of credit made available
through Barnett Bank for the purpose of providing short-term
financing for various Decade of Excellence projects, including but
not limited to, the cost of design, engineering and construction of
various fire facilities.
The Bond Resolution which authorized the Decade of Excellence Bond
Issue, authorizes the City to issue bond anticipation notes in order
to temporarily finance the cost of the acquisition and construction
of approved Decade of Excellence projects. It is anticipated that
the second Decade of Excellence Bond issue will occur in FY 1993/94.
At the time the agenda was complete, the resolution was still being
prepared. It is anticipated that the final version will be provided
to the Commission before Tuesday evenings meeting to replace the
attached draft.
Recommend approval of Resolution No. 92-92.