Res 31-89 RESOLUTION NO. 31-89
A RESOLUTION OF THE CITY COMMISSION OF THE CITY OF DEFRAY
BEACH, FLORIDA, AUTHORIZING THE ISSUANCE OF NOT EXCEEDING
$§, 000,000 AGGREGATE PRINCIPAL AMOUNT OF UTILITIES TAX
REVENUE BONDS OF THE CITY OF DELRAY B~ACH, FLORIDA, FOR THE
PURPOSE OF FINANCING THE COSTS OF CErtAIN CAPITAL PROGRAMS
AND PROJECTS; PROVIDING FOR THE TERMS AND PAYMENT OF SAID
UTILITIES TAX REVENUE BONDS AND THE RIGHTS, REHEDIF-~ AND
SECURITY OF THE OWNERS THEREOF; MAKING CERTAIN (XFv'ENANTS
AND AGREEMENTS IN CONNECTION TwRREWITH; AUTHORIZING THE
PROPER OFFICIAY-q OF THE CITY TO DO ~T.?. OTHER TtIINGS DEEMED
NECESSARY OR ADVISABLE IN CONNECTION WITH THE ISSUANCE OF
THE UTILITIES TAX REVENUE BONDS; AND PROVIDING FOR AN
EFFECTIVE DATE.
WHEREAS, the City of Delray Beach, Florida, a Florida
municipal corporation (the "City") is authorized by law to issue rev-
enue bonds to finance a project within the meaning of
Section 166.101(8), Florida Statutes; and
WHEREAS, the City Commission of the city of Delray Beach
(the "City Commission") has determined that it is in the best inter-
est of the City to authorize the issuance of Utilities Tax Revenue
Bonds (the "Bonds") to finance the costs of certain capital programs
and projects as more particularly described herein); and
WHEREAS, the Bonds are to be issued on parity with the 1967
Certificates, the 1978 Certificates and the 1987 Bonds in accordance
with the terms and provisions of Section 7 of the 1962 Certificate
Resolution (as all of such terms are defined below).
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COMMISSION OF
THE CITY OF DELRAY BEACH, FLORIDA, AS FOr.~rY~S:
ARTICLE I
STATUTORY AUTHORITY; FINDINGS AND DEFINITIONS
SECTION 1.1. AUTHORITY FOR THIS RESOLUTION. This
Resolution is adopted pursuant to the provisions of the Charter of
the City of Delray Beach, Florida, as amended and supplemented, the
Florida Constitution, Chapter 166, Florida Statutes, as amended and
supplemented, and other applicable provisions of law (collectively,
the "Act").
SECTION 1.2. FINDINGS. It is hereby ascertained, deter-
mined and declared:
A. That the City hereby authorizes the following capital
projects and the financing and refinancing of such capital projects
subject to specific final approval by the City Commission of each
component set forth below (i) the acquisition and/or improvements to
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or for the Delray Beach Tennis Center; (ii) certain additions and
improvements to the City Hall; (iii) historical renovation and resto-
ration; (iv) paving and drainage improvements; (v) improvements to
East Atlantic Avenue; (vi) construction of Fire Station #2;
(vii) certain infrastructure improvements and all other costs and
expenses associated therewith including contingencies, legal fees and
engineering costs, as more fully set forth in Section 1.2.E. hereof;
and (viii) any other capital project permitted under the Act, pro-
vided that Bond Counsel shall first deliver to the City an opinion to
the effect that the substitution of Projects will not adversely
affect the exclusion of interest on the Notes from gross income for
Federal income tax purposes (collectively, the "Projects").
B. That it is necessary and essential to construct and
acquire the Projects in order to preserve and promote the safety and
welfare of the cit. izens of the City.
C. That the Projects will serve a valid public purpose
under the Act.
D. That the proceeds of the Bonds shall be used to finance
the costs of the Projects.
E. That the costs of the Projects shall be deemed to
include the cost of construction and improvements, the cost of real
estate, including easements and other interests therein, or any other
property real or personal, necessary therefor; administrative
expenses; reserve or other funds created and established pursuant to
the Certificate Resolutions, 1987 Resolution and this Resolution;
discount on the sale of the Bonds, if any; engineering and legal
expenses; expenses for fiscal agents or financial services; expenses
for estimates of costs and of Utilities Tax proceeds; expenses for
plans, specifications and surveys; and such other expenses as may be
necessary or incidental to the Projects and the issuance of the Bonds
herein authorized.
F. That the City has heretofore issued and has now out-
standing $290,000 principal amount of Utilities Tax Revenue
Certificates, Series 1967 (the "1967 Certificates"), $3,280,000 prin-
cipal amount of Utilities Tax Revenue Certificates, Series 1978 (the
"1978 Certificates"), and $9,955,000 Utilities Tax Revenue Bonds,
Series 1987 (the "1987 Bonds"), each of which were issued on a parity
and rank equally with each other, as to lien on and source and secu-
rity for payment from the Utilities Tax proceeds and in all other
respects, under the 1962 Certificate Resolution (as herein defined).
G. That, pursuant to proceedings heretofore adopted, the
City has been levying a tax on the purchase of certain utilities ser-
vices, the proceeds of which tax are not pledged or encumbered in
whole or in part in any manner or for any purpose other than for the
payment of the 1967 Certificates, the 1978 Certificates and the 1987
Bonds.
H. For the purposes of this Resolution, the Bonds autho-
rized herein are determined to be additional certificates within the
meaning of paragraph (2) of Section 7 of Resolution No. 1429, adopted
by the City on November 26, 1962 (the "1962 Certificate Resolution"),
which Bonds shall be on a parity with the 1967 Certificates, the 1978
Certificates and the 1987 Bonds.
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I. That, under the provisions of paragraph (2) of
Section 7 of the 1962 Certificate Resolution, additional obligations
may be issued on a parity therewith for purposes other than refunding
if certain conditions prescribed in said paragraph (2) of Section 7
are met, including the condition that the "Utilities Tax proceeds
collected during twenty-four consecutive months of the last thirty
months immediately preceding the issuance of the additional certifi-
cates have been equal to three times the highest future annual prin-
cipal and interest requirement of all certificates then outstanding
and the certificates so proposed to be issued".
J. That the Bonds authorized herein, when issued, will
comply with all the provisions, conditions and limitations of
paragraph (2) of Section 7 of the 1962 Certificate Resolution.
K. That ~he principal of and interest on the Bonds and all
of the reserve and other payments provided for in this Resolution
will be paid solely from Utilities Tax proceeds; and the ad valorem
taxing power of the City will never be necessary or authorized to pay
the principal of and interest on the Bonds, or to make any of the
reserve or other payments provided for in this Resolution, and the
Bonds issued pursuant to this Resolution shall not constitute a lien
upon any other property whatsoever of or in the City.
SECTION 1.3. DEFINITIONS. That as used herein the follow-
ing terms shall have the following meanings unless the context other-
wise clearly requires:
(a) "Bond Insurance Policy" shall mean an insurance
policy issued for the benefit of the Owners of any Bonds, pursuant to
which the Bond Insurer shall be obligated to pay when due the princi-
pal of and interest on such Bonds to the extent of any deficiency in
the amounts in the funds and accounts held under this Resolution, in
the manner and in accordance with the terms provided in such Bond
Insurance Policy.
(b) "Bond Insurer" shall mean the issuer of a Bond
Insurance Policy and its successors.
(c) "Bonds" and "Bonds herein authorized" shall mean the
not exceeding $5,000,000 aggregate principal amount of Utilities Tax
Revenue Bonds authorized by this Resolution, which Bonds shall be
deemed to be additional certificates within the meaning of
paragraph (2) of Section 7 of the 1962 Certificate Resolution.
(d) "Certificate Resolutions" shall mean, collectively,
the 1962 Certificate Resolution, the 1967 Certificate Resolution and
the 1978 Certificate Resolution.
(e) "City" shall mean the City of Delray Beach, Florida, a
municipal corporation in the County of Palm Beach, State of Florida,
and its successors and assigns.
(f) "City Commission"" shall mean the City Commission of
the City, which is the duly constituted governing body of the City
and which was formerly known as the City Council.
(g) "Code" shall mean the Internal Revenue Code of 1986,
as amended, the applicable Treasury Regulations promulgated
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thereunder and any administrative or judicial interpretations of the
same published in a form on which the City may rely as a matter of
law.
(h) "befeasance Obligations" shall mean, to the extent
permitted by law, the following securities:
(a) U.S. Obligations;
(b) Any bonds or other obligations of any state
of the United States of America or of any agency,
instrumentality or local governmental unit of any such
state (i) which are not callable prior to maturity or
as to which irrevocable instructions have been given
to the trustee of such bonds or other obligations by
the obligor to give due notice of redemption and to
call such bonds for redemption on the date or dates
specified in such instructions, (ii) which are secured
as to principal and interest and redemption premium,
if any, by a fund consisting only of cash or bonds or
other obligations of the character described in clause
(a) hereof which fund may be applied only to the pay-
ment of such principal of and interest and redemption
premium, if any, on such bonds or other obligations on
the maturity date or dates thereof or the redemption
date or dates specified in the irrevocable instruc-
tions referred to in subclause (i) of this clause (b),
as appropriate, and (iii) as to which the principal of
and interest on the bonds and obligations of the char-
acter described in clause (a) hereof which have been
deposited in such fund along With any cash on deposit
in such fund are sufficient to pay principal of and
interest and redemption premium, if any, on the bonds
or other obligations described in this clause (b) to
and including the maturity date or dates thereof or to
and including the redemption date or dates specified
in the irrevocable instructions referred to in sub-
clause (i) of this clause (b), as appropriate;
(c) Evidences of indebtedness issued by the
Federal Home Loan Banks, Federal Home Loan Mortgage
Corporation (including participation certificates),
Federal Financing Banks, or any other agency or
instrumentality of the United States of America cre-
ated by an act of Congress provided that the obliga-
tions of such agency or instrumentality are uncondi-
tionally guaranteed by the United States of America or
any other agency or instrumentality of the United
States of America or of any corporation wholly-owned
by the United States of America; and
(d) Evidences of ownership of proportionate
interests in future interest and principal payments on
obligations described in (a) held by a bank or trust
company as custodian.
(i) "Fiscal Year" shall mean that period commencing on
October 1 and continuing to and including the next succeeding
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September 30, or such other annual period as may be prescribed by
law.
(j) ':1962 Certificate Resolution" shall mean Resolution
No. 1429 adopted by the City Commission on November 26, 1962, autho-
rizing the issuance of $1,100,000 aggregate principal amount of the
1962 Certificates.
(k) "1962 Certificates" shall mean the Utilities Tax
Revenue Certificates, Series 1962, authorized by the 1962 Certificate
Resolution, which 1962 Certificates have been paid in full.
(1) "1967 Certificate Resolution" shall mean Resolution
No. 26-67 adopted by the City Commission on October 30, 1967, autho-
rizing the issuance of $600,000 aggregate principal amount of the
1967 Certificates..
(m) "1967 Certificates" shall mean the outstanding
Utilities Tax Revenue Certificates, Series 1967, authorized by the
1967 Certificate Resolution.
(n) "1978 Certificate Resolution" shall mean Resolution
No. 65-78 adopted by the City Commission on July 24, 1978, authoriz-
ing the issuance of $4,500,000 aggregate principal amount of the 1978
Cert i f icates.
(o) "1978 Certificates" shall mean the outstanding
Utilities Tax Revenue Certificates, Series 1978, authorized by the
1978 Certificate Resolution.
(p) "1987 Bond Resolution" sh'all mean Resolution
No. 69-86, adopted by the City Commission on December 30, 1986,
authorizing the issuance of the 1987 Bonds of the City in the aggre-
gate principal amount of $10,500,000, as such Resolution was amended
and supplemented by Resolution No. 7-87, adopted by the City
Commission on February 17, 1987.
(q) "1987 Bonds" shall mean the outstanding Utilities Tax
Revenue Bonds, Series 1987, authorized by the 1987 Bond Resolution.
(r) "Note Resolution" shall mean Resolution No. __-89,
adopted by the City Commission on June 13, 1989, authorizing the
issuance of the Notes.
(s) "Notes" shall mean the not exceeding $4,300,000 aggre-
gate principal amount of Utilities Tax Revenue Notes, Subordinated
Series, authorized to be issued pursuant to the terms and provisions
of the Note Resolution.
(t) "Outstanding Bonds" shall mean the 1967 Certificates,
the 1978 Certificates, the 1987 Bonds, and any other Parity
Cert i ~icates.
(u) "Owner" or "Holder" or any similar term shall mean any
person who shall be the registered owner of any Bond or Bonds out-
standing under this Resolution.
(v) "Parity Certificates" shall mean obligations issued
on a parity with the Bonds herein authorized under the provisions of
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Section 7 of the 1962 Certificate Resolution, except as otherwise
provided in Section 3.3 hereof and Section 3.3 of the 1987 Bond
Resolution.
(w) "Paying Agent" shall mean the bank or trust company
and any successor bank or trust company appointed by the City to act
as Paying Agent hereunder.
(x) "Registrar" shall mean the bank or trust company and
any successor bank or trust company appointed by the City to act as
Registrar hereunder.
(y) "Resolution" shall mean this Resolution as the same
may from time to time be amended and supplemented in accordance with
the terms of the Resolution.
(z) "Tax Certificate" shall mean the Tax Certificate as to
Arbitrage and Instructions as to Compliance with provisions of
Section 103(a) of the Internal Revenue Code of 1986, executed by the
City on the date of initial issuance and delivery of the Bonds, as
such Tax Certificate may be amended from time to time, and which
serves as a source of guidance for achieving compliance with the
Code.
(aa) "U. S. Obligations" shall mean the direct obliga-
tions of, or obligations on which the timely payment of principal and
interest are unconditionally guaranteed by the United States of
America, and, if determined by subsequent proceedings of the City
Commission, certificates which evidence ownership of the right to the
payment of the principal of, or interest on, such obligations.
(bb) "Utilities Tax" shall mean the tax imposed by the
City on each and every purchase in the City of electricity, metered
and bottled gas (natural liquified petroleum gas or manufactured) and
water service. Said term shall also apply to all taxes imposed b~
the City on the purchase of utility services, whether levied in the
amounts prescribed by the Utilities Tax Ordinance or in any other
amounts and whether imposed on the purchase of the same utilities
services or any other or additional utilities services, either by
amendment to the Utilities Tax Ordinance or otherwise.
(cc) "Utilities Tax Ordinance" shall mean all proceedings
imposing the Utilities Tax, including Ordinance No. 535 of the City
adopted on July 9, 1945, as amended, and every supplementary ordi-
nance or other ordinance in lieu thereof as may hereafter be
adopted.
Words importing singular number shall include the plural
number and vice versa, as the case may be, and words importing per-
sons shall include firms and corporations.
SECTION 1.4. RESOLUTION CONSTITUTES CONTRACT. In consid-
eration of the acceptance of the Bonds authorized to be issued here-
under by those who shall own the same from time to time, this
Resolution, the 1987 Bond Resolution and each of the Certificate
Resolutions shall be deemed to be and shall constitute a contract
between the City and the Owners of such Bonds and the covenants and
agreements herein and therein set forth to be performed by said City
shall be for the equal benefit, protection and security of the Owners
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of any and all of the Bonds, all of which shall be of equal rank and
without preference, priority or distinction of any of the Bonds, over
any other thereof except as expressly provided therein and herein.
ARTICLE II
AUTHORIZATION, TERMS, EXECUTION AND
REGISTRATION OF BON[~
SECTION 2.1. AUTHORIZATION OF BONDS. Subject and pursuant
to the provisions of this Resolution, obligations of the City of
Delray Beach, Florida, to be known as "Utilities Tax Revenue Bonds"
are hereby authorized to be issued in the aggregate principal amount
of not exceeding Five Million Dollars ($5,000,000) for the purpose of
financing or refinancing the Projects
SECTION 2.2. DESCRIPTION OF BONDS. The Bonds shall be
issued in registered form, shall be in the denomination of $5,000
each or any integral multiple thereof. The Bonds shall be in such
series, shall bear interest payable semiannually on June 1 and
December 1 of each year, shall mature within forty (40) years from
the date of issuance of the Bonds, annually on June 1 of each year,
shall be payable at such place or places within or without the State
of Florida and shall mature in such years and amounts, all as shall
be determined by subsequent proceedings of the City Commission.
Principal shall be payable at the principal corporate trust office of
the Paying Agent. Each Bond shall be numbered in such manner as may
be prescribed by the Registrar. The Bonds shall bear interest at not
exceeding the maximum rate or rates permitted by law, as determined
by subsequent proceedings of the City Commission, payable by check or
draft made payable to the Holder of Bonds and mailed to the address
of such Holder of Bonds, as such name and address shall appear on the
registration books of the City maintained by the Registrar at the
close of business on the fifteenth day of the calendar month preced-
ing each interest payment date or the date the principal amount is
paid; provided, however, that, if such 15th day is a Saturday, Sunday
or holiday, then to the registered Holder and at the address shown on
the registration books of the City maintained by the Registrar at the
close of business on the day next preceding such 15th day of the
month which is not a Saturday, Sunday or holiday (herein the "Record
Date"); provided, however, that payment of interest on the Bonds may,
at the option of any Holder of Bonds in an aggregate principal amount
of at least $1,000,000 be transmitted by wire transfer to the Holder
to the bank account number on file with the Paying Agent as of the
Record Date. The Bonds authenticated prior to the first interest
payment date shall be dated and bear interest from the date deter-
mined by subsequent proceedings of the City Commission. Bonds
authenticated subsequent to the first interest payment date shall
bear interest from the next preceding interest payment date on which
such interest has been paid, unless such Bond is registered on an
interest payment date or between a Record Date and the next succeed-
ing interest payment date, then from such interest payment date if
interest is then paid, as the case may be; provided, however, that,
if and to the extent there is a default in the payment of the inter-
est due on such interest payment date, such defaulted interest shall
be paid to the persons in whose name Bonds are registered on the
registration books of the City maintained by the Registrar at the
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close of business on the fifteenth day prior to a subsequent interest
payment date established by notice mailed by the Registrar to the
registered owner not less than the tenth day preceding such subse-
quent interest payment date.
The Bonds shall be payable, with respect to interest, prin-
cipal and premium, if any, in any coin or currency of the United
States of America which at the time of payment is legal tender for
the payment of public and private debts;
The payment of principal of and interest on the Bonds may,
in addition to the Utilities Tax proceeds, be secured by a Bond
Insurance Policy as shall be determined by subsequent proceedings of
the City Commission.
SECTION ~.3. REDEMPTION PROVISIONS. The Bonds may be
subject to redemption prior to maturity at such times, at such
redemption prices and upon such terms as shall be determined by sub-
sequent proceedings of the City Commission.
SECTION 2.4. EXECUTION OF BONDS. The Bonds shall be exe-
cuted in the name of the City by the signature of the Mayor of the
City and its official seal shall be affixed thereto or imprinted or
reproduced thereon and attested by the City Clerk. The signatures of
the Mayor of the City and City Clerk on the Bonds may be manual or
facsimile signatures. In case any one or more of the officers who
shall have signed or sealed any of the Bonds shall cease to be such
officer of the City before the Bonds so signed and sealed shall have
been actually sold and delivered, such Bonds may nevertheless be sold
and delivered as herein provided and may be issued as if the person
who signed or sealed such Bonds had not ceased to hold such office.
Any Bond may be signed and sealed on behalf of the City by such
person who at the actual time of the execution of the Bonds shall
hold the proper office, although at the date the Bonds shall be actu-
ally delivered such person may not have held such office or may not
have been so authorized.
The Bonds shall bear thereon a certificate of authentica-
tion, in the form set forth in Section 2.7 hereof, executed manually
by the Registrar. Only the Bonds as shall bear thereon such certifi-
cate of authentication shall be entitled to any right or benefit
under this Resolution and no Bond shall be valid or obligatory for
any purpose until such certificate of authentication shall have been
duly executed by the Registrar. The certificate of authentication of
the Registrar upon any Bond executed on behalf of the City shall be
conclusive evidence that the Bond so authenticated has been duly
authenticated and delivered under this Resolution and that the Owner
thereof is entitled to the benefits of this Resolution.
The validation certificate on the back of any Bonds so val-
idated shall be signed with the facsimile signatures of the present
or any future Mayor of the City and City Clerk, and the City may
adopt and use for that purpose the facsimile signature of any person
who shall have been such Mayor of the City and City Clerk at any time
on or after the date of the Bonds, notwithstanding that he/she may
have ceased to be such Mayor of the City or City Clerk at the time
when the Bonds shall be actually delivered.
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SECTION 215. NEGOTIABILITY, R~GI~ONAND~ZATION.
At the option of the registered Owner thereof and upon surrender
thereof at the principal corporate trust office of the Registrar with
a written instrument of transfer satisfactory to the Registrar duly
executed by the registered Owner or his duly authorized attorney and
upon payment by the registered Owner of any charges which the
Registrar may make as provided in this Section, the Bonds may be
exchanged for other Bonds of the same maturity of any other autho-
rized denominations.
The Registrar shall keep books for the registration of the
Bonds and for the registration of transfers of the Bonds. The Bonds
shall be transferable by the Owner thereof in person or by his/her
attorney duly authorized in writing only upon the books of the City
kept by the Registrar and only upon surrender thereof together with a
written instrument of transfer satisfactory to the Registrar duly
executed by the Owner or his/her duly authorized attorney. Upon the
transfer of any such Bond, the City shall issue in the name of the
transferee a new Bond or Bonds.
The City, the Paying Agent and the Registrar may deem and
treat the person in whose name any Bond shall be registered upon the
books kept by the Registrar as the absolute Owner of such Bond,
whether such Bond shall be overdue or not, for the purpose of receiv-
ing payment of, or on account of, the principal of and interest on
such Bond as the same become due and for all other purposes. All
such payments so made to any such Owner or upon his/her order shall
be valid and effectual to satisfy and discharge the liability upon
such Bond to the extent of the sum or sums so paid, and neither the
City, the Paying Agent nor the Registrar shall be affected by any
notice to the contrary.
In all cases in which the privilege of exchanging Bonds or
transferring the Bonds is exercised, the City shall execute and the
Registrar shall authenticate and deliver the Bonds in accordance with
the provisions of this Resolution. All Bonds surrendered in any such
exchanges or transfers shall forthwith be delivered to the Registrar
and cancelled by the Registrar in the manner provided in this
Section. There shall be no charge for any such exchange or transfer
of Bonds, but the City or the Registrar may require the payment of a
sum sufficient to pay any tax, fee or other governmental charges
required to be paid with respect to such exchange or transfer.
Neither the City nor the Registrar shall be required (a) to transfer
or exchange Bonds for a period of 15 days next preceding an interest
payment date on such Bonds or 15 days next preceding any selection of
Bonds to be redeemed or thereafter until after the mailing of any
notice of redemption; or (b) to transfer or exchange any Bonds called
for redemption.
Ail Bonds paid or redeemed, either at or before maturity,
shall be delivered to the Registrar when such payment or redemption
is made, and such Bonds, together with any Bonds that may be pur-
chased by the City, shall thereupon be promptly cancelled. The Bonds
so cancelled may at any time be destroyed by the Registrar, who shall
execute a certificate of destruction in duplicate by the signature of
one of its authorized officers describing the Bonds so destroyed, and
one executed certificate shall be filed with the City and the other
executed certificate shall be retained by the Registrar.
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SECTION 2.6. BONDS MUTILATED, DESTROYED, STOLEN OR LOST.
In case any Bond shall become mutilated, destroyed, stolen or lost,
the City may execute and the Registrar shall authenticate and deliver
a new Bond of .like date, maturity and denomination as the Bond so
mutilated, destroyed, stolen or lost; provided that, in the case of
any mutilated Bond, such mutilated Bond shall first be surrendered to
the City and, in the case of any lost, stolen or destroyed Bond,
there shall first be furnished to the City and the Registrar evidence
of such loss, theft, or destruction satisfactory to the City and the
Registrar, together with indemnity satisfactory to them. In the
event any such Bond shall be about to mature or have matured or have
been called for redemption, instead of issuing a duplicate Bond, the
City may pay the same without surrender thereof. The City and the
Registrar may charge the Owner of such Bond their reasonable fees and
expenses in connection with this transaction. Any Bond surrendered
for replacement shell be cancelled in the same manner as provided in
Section 2.5 hereof.
Any such duplicate Bonds issued pursuant to this Section
shall constitute additional contractual obligations on the part of
the City, whether or not the lost, stolen or destroyed Bonds be at
any time found by anyone, and such duplicate Bonds shall be entitled
to equal proportionate benefits and rights as to lien on the source
and security for payment from the Utilities Tax proceeds, with all
other Bonds issued hereunder.
SECTION 2.7. FORM OF BONDS. The text of the Bonds shall
be substantially the following tenor, with such omissions, insertions
and variations as may be necessary and desirable and authorized or
permitted by this Resolution or any subsequent resolution adopted by
the City Commission prior to the issuance thereof:
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(Face of Bond)
No. $
UNITED STATES OF AMERICA
STATE OF FLORIDA
COUNTY OF PAIZ4 BEACH
CITY OF DELRAY ~EACH
UTILITIES TAX REVENUE BOND, SERIES
Date of
Interest Maturity Original
Rate Date Issue CUSIP
% June 1,
Registered Owner:
Principal Amount: DOLLARS
KNOW ~TJ. MEN BY THESE PRESENTS, that the City of Delray
Beach (the "City") in Palm Beach County, Florida, for value received,
hereby promises to pay from the sources herein mentioned, to the
Registered Owner specified above or registered assigns on the
Maturity Date specified above, upon the presentation and surrender.
hereof at the principal corporate trust office of , as
paying agent (said and any bank or trust company becoming
successor paying agent being herein called the "Paying Agent"), the
Principal Amount specified above, with interest thereon at the
Interest Rate specified above, payable on June 1 and December 1 of
each year until the City's obligation with respect to the payment of
such Principal Amount shall be discharged; provided, however, that
interest shall be paid by check or draft made payable to the regis-
tered owner and mailed to the address of the registered owner as such
name and address shall appear on the registration books of the City
maintained by , as Registrar (said and any bank
or trust company becoming successor Registrar being herein called the
"Registrar") at the close of business on the fifteenth day of the
calendar month'preceding each interest payment date or the date the
principal amount is paid; provided, however, that if such fifteenth
day is a Saturday, Sunday or holiday, then to the registered owner
and at the registered address shown on the registration books of the
City maintained by the Registrar at the close of business on the day
next preceding such fifteenth day of the month which is not a
Saturday, Sunday or holiday (the "Record Date"); provided further,
however, that payment of interest on the Bonds may, at the option of
any Holder of Bonds in an aggregate principal amount of at least
$1,000,000 be transmitted by wire transfer to the Holder to the bank
account number on file with the Paying Agent as of the Record Date.
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Such interest shall be payable from the most recent interest payment
date next preceding the date of registration to which interest has
been paid, unless the date of registration is a June 1 or December 1
to which interest has been paid, in which case from such date, or
unless the date of registration is prior to , 19__, in which
case from , 19 , or unless the date hereof is between a
Record Date and the next succeeding interest payment date, in which
case from such interest payment date; provided, however, that if and
to the extent there is a default in the payment of the interest due
on such interest payment date, such defaulted interest shall be paid
to the persons in whose name Bonds are registered on the registration
books of the City maintained by the Registrar at the close of busi-
ness on the fifteenth day prior to a subsequent interest payment date
established by notice mailed by the Registrar to the registered owner
not less than the tenth day preceding such subsequent interest pay-
ment date. The P~incipal Amount, redemption premium, if any, and
accrued interest thereon is payable in any coin or currency of the
United States of America, which, on the date of payment thereof,
shall be legal tender for the payment of public and private debts.
This Bond is one of an authorized issue of Bonds in the
aggregate principal amount of $ of like date, tenor,
and effect, except as to number, date of maturity and interest rate,
issued for the purpose of financing the costs of the construction and
acquisition of certain municipal facilities and projects of the City
under the authority of and in full compliance with the Constitution
and Statutes of the State of Florida, including the Charter of the
City, as amended and supplemented, the Florida Constitution,
Chapter 166, Florida Statutes, as amended and supplemented, and other
applicable provisions of law, and resolutions duly adopted by the
City Commission of the City on November 26, 1962, as supplemented,
and , 1989, as amended and supplemented (herein collectively
referred to as the "Resolution") and is subject to all the terms and
conditions of the Resolution.
REFERENCE IS HEREBY MADE TO THE FURTHER PROVISIONS OF THIS
BOND SET FORTH ON THE REVERSE SIDE HEREOF AND SUCH FURTHER PROVISIONS
SHALL FOR ALL PURPOSES HAVE THE SAME EFFECT AS IF SET FORTH ON THE
FRONT SIDE HEREOF.
It is hereby certified and recited that all acts, condi-
tions and things required to exist, to happen, and to be performed,
precedent to and in the issuance of this Bond exist, have happened
and have been performed in regular and due form and time as required
by the Laws and Constitution of the State of Florida and the Charter
of the City applicable thereto, and that the issuance of this Bond,
and of the issue of Bonds of which this Bond is one, is in full com-
pliance with all constitutional or statutory limitations or
provisions.
This Bond shall not be valid or become obligatory for any
purpose or be entitled to any security or benefit under the
Resolution until the certificate of authentication hereon shall have
been signed by an authorized officer of the Registrar.
-12- Res. No. 31-89
IN WITNESS WHEREOF, the City of Delray Beach, Florida, has
caused this Bond to be signed by the Mayor of said City, either
manually or wi~h his/her facsimile signature, and the seal of the
city of Delray Beach to be affixed hereto or imprinted or reproduced
hereon, and attested by its City Clerk, either manually or with
his/her facsimile signature, and this Bond to be dated the Date of
Original Issue specified above.
CITY OF DELRAY BEACH, FLORIDA
Mayor
Attest:
City Clerk
-13- Res. No. 31-89
FORM OF CERTIFICATE OF AUTHENTICATION
Date of Authentication:
This Bond is one of the Bonds delivered pursuant to the
within mentioned Resolution.
as Registrar
By:
Authorized Officer
FORM OF VALIDATION CERTIFI~
[insert if Bonds are validated]
This Bond is one of a series of Bonds which were validated
by judgment of the Circuit Court for Palm Beach County, Florida,
rendered on the day of , 198_.
Mayor
City Clerk
-14- Res. No. 31-89
(Back of Bond)
[Redemption Provisions]
This Bond and the issue of which it is a part are payable,
together with certain Utilities Tax Revenue Certificates, Series
1962, certain Utilities Tax Revenue Certificates, Series 1967, cer-
tain Utilities Tax Revenue Certificates, Series 1978 and certain
Utilities Tax Revenue Bonds, Series 1987 and such obligations as may
in the future be issued on a parity therewith, solely, as to both
principal and interest, from the proceeds of the tax imposed by the
City on the purchase of certain utility services, including electric-
ity, metered and bottled gas (natural liquified petroleum gas or
manufactured) and water service in said City. The Resolution pro-
vides that, to the extent necessary to pay principal of and interest
on obligations of which this Bond is one and to carry out the provi-
sions of the Resolution, said tax shall be levied and collected in an
amount sufficient to make such payments of'principal of and interest
and to make all other payments required by the Resolution. This
Bond, including interest hereon, is payable solely from the proceeds
of said utilities tax and does not constitute an indebtedness of the
City within the meaning of any constitutional, statutory or charter
provision or limitation. It is expressly agreed by the owner of this
Bond that such owner shall never have the right to require or compel
the exercise of the ad valorem taxing power of the City for the pay-
ment of the principal of or interest on this Bond or the making of
any reserve or other payments provided for in the Resolution. It is
further agreed between the City and the owner of this Bond that this
Bond and the obligation evidenced thereby shall not constitute a lien
upon any property of or in the City but'shall constitute a lien only
on the revenues hereinabove in this paragraph described. Additional
obligations, payable from the proceeds of such utilities tax pari
passu with the Bonds of the issue of which this Bond is one, may be
issued by the City from time to time upon the conditions and within
the limitations and in the manner provided in the Resolution.
This Bond is and has all the qualities and incidents of a
negotiable instrument under the Uniform Commercial Code-Investment
Securities Law of the State of Florida, and the original registered
owner and each successive registered owner of this Bond shall be con-
clusively deemed by his acceptance thereof to have agreed that this
Bond shall be and have all the qualities and incidents of negotiable
instruments under the Uniform Commercial Code-Investment Securities
Law of the State of Florida. The original registered owner and each
successive registered owner shall be conclusively deemed to have
agreed and consented to the following terms and conditions:
(1) The Registrar shall keep books for the registration of
Bonds and for the registration of transfers of Bonds as prouided
in the Resolution. The Bonds shall be transferable by the reg-
istered owner thereof in person or by his attorney duly autho-
rized in writing only upon the books of the City kept by the
Registrar and only upon surrender hereof together with a written
instrument of transfer satisfactory to the Registrar duly exe-
cuted by the registered owner or his duly authorized attorney.
Upon the transfer of any such Bond, the City shall issue in the
name of the transferee a new Bond or Bonds.
-15- Res. No. 31-89
(2) The City, the Paying Agent and the Registrar may deem
and treat the person in whose name any Bond shall be registered
upon the books kept by the Registrar as the absolute owner of
such Bond,.whether such Bond shall be overdue or not, for the
purpose of receiving payment of, or on account of, the principal
of and interest on such Bond as the same becomes due, and for
all other purposes. All such payments so made to any such reg-
istered owner or upon his order shall be valid and effectual to
satisfy and discharge the liability upon such Bond to the extent
of the sum or sums so paid, and neither the City, the Paying
Agent, nor the Registrar shall be affected by any notice to the
contrary.
(3) At the option of the registered owner thereof and upon
surrender hereof at the principal corporate trust office of the
Registrar wit~ a written instrument of transfer satisfactory to
the Registrar duly executed by the registered owner or his duly
authorized attorney and upon payment by such registered owner of
any charges which the Registrar or the City may make as provided
in the Resolution, the Bonds may be exchanged for Bonds of the
same maturity of any other authorized denominations.
(4) In all cases in which the privilege of exchanging
Bonds or transferring Bonds is exercised, the City shall execute
and the Registrar shall authenticate and deliver Bonds in accor-
dance with the provisions of the Resolution. There shall be no
charge for any such exchange or transfer of Bonds, but the City
or the Registrar may require payment of a sum sufficient to pay
any tax, fee or other governmental charge required to be paid
with respect to such exchange or transfer. Neither the City nor
the Registrar shall be required (a) to transfer or exchange
Bonds for a period of 15 days next preceding an interest payment
date on such Bonds or 15 days next preceding any selection of
Bonds to be redeemed or thereafter until after the mailing of
any notice of redemption; or (b) to transfer or exchange any°
Bonds called for redemption.
-16- Res. No. 31-89
ASSIGNMENT
FOR VALUE RECEIVED the undersigned sells, assigns and
transfers unto
(please print or typewrite name, address and tax identification
number of assignee)
the within Bond and all rights thereunder, and hereby irrevocably
constitutes and a~points
Attorney to transfer the within Bond on the books kept for registra-
tion thereof, with full power of substitution in the premises.
Dated:
Signature Guaranteed: In the presence of:
NOTICE: The signature to this
assignment must correspond
with the name as written upon
the face of the within Bond
in every particular, without
alteration or enlargement, or
any change whatever.
-17- Res. No. 31-89
ARTICLE III
COVENANTS, FUNDS ;~ND APPLICATION THEREOF
SECTION 3.1. BONDS NOT TO BE INDEBTEDNESS OF THE CITY.
The Bonds shall not be or constitute an indebtedness of the City
within the meaning of any constitutional, statutory or other limita-
tion of indebtedness, but shall be payable solely from the Utilities
Tax proceeds. No Owner or Owners of any Bonds issued hereunder shall
ever have the right to compel the exercise of the ad valorem taxing
power of the City, or taxation in any form of any real property
therein, to pay said Bonds or the interest thereon.
SECTION 9.2. BONDS ON PARITY WITH THE OUTSTANDING BONDS.
The Bonds issued pursuant to this Resolution shall be deemed to be
additional certificates within the meaning of paragraph (2) of
Section 7 of the 1962 Certificate Resolution, and shall be on a
parity and rank equally, as to lien on and source and security for
payment from the Utilities Tax proceeds and in all other respects,
with the 1967 Certificates, the 1978 Certificates and the 1987 Bonds,
and any pari passu additional obligations hereafter issued pursuant
to and within the terms, limitations and conditions contained in the
1962 Certificate Resolution (until such time as the 1967 Certificates
and the 1978 Certificates shall have been paid or deemed paid in
accordance with their terms and the terms of the respective
Certificate Resolutions) and thereafter pursuant to and within the
terms, limitations and conditions contained herein and in the 1987
Resolution.
SECTION 3.3. ISSUANCE OF PARI PASSU ADDITIONAL BONDS. No
Parity Certificates shall be issued by the City as long as any of the
1967 Certificates and the 1978 Certificates shall remain outstanding
within the meaning of their terms and the terms and provisions of the
respective Certificate Resolutions, except upon the conditions and in
the manner provided in paragraph (2) of Section 7 of the 1962
Certificate Resolution.
After the date all the 1967 Certificates and the 1978
Certificates shall be deemed paid in accordance with their terms and
the terms and provisions of the respective Certificate Resolutions,
no Parity Certificates issued on a parity with respect to the lien on
the Utilities Tax proceeds, as that enjoyed by the holders of the
Bonds and the 1987 Bonds, shall be issued, except upon the conditions
and in the manner provided in Section 3.3 of the 1987 Bond
Resolution. All of such obligations, regardless of the time or times
of their issuance, shall rank equally with respect to their lien on
the proceeds of the Utilities Tax as that of the Bonds and the 1987
Bonds without preference of any Bond over any other.
SECTION 3.4. BONDS SECURED BY PLEDGE OF UTILITY TAX
PROCEEDS. From and after the issuance of any of the Bonds, and con-
tinuing until the payment of all Bonds as to principal and interest,
the Utilities Tax proceeds shall continue to be pledged for the
prompt payment of principal of and interest on said Bonds. The Bonds
shall be payable as to principal and interest from the City of Delray
Beach Utilities Tax Certificates Principal and Interest Redemption
Fund (hereinafter sometimes called the "Certificate Fund"), created
-18- Res. No. 31-89
and established by the 1962 Certificate Resolution. Said Certificate
Fund and the Reserve Fund hereinafter referred to in Section 3.5
shall be continued and maintained as provided in said 1962
Certificate R~solution as long as any of the Bonds herein authorized
remain outstanding and the amount of Utilities Tax proceeds required
to be deposited in the Certificate Fund and Reserve Fund for the pay-
ment of and interest on the Outstanding Bonds shall be increased in
an amount sufficient to pay the principal of and interest on the
Outstanding Bonds as the same shall become due and payable.
SECTION 3.5. PAYMENTS INTO RESERVE FUND. Subject to the
provisions of the Code, payments into the Reserve Fund created by the
1962 Certificate Resolution will be made on or before the 10th day of
the month, commencing on the first month subsequent to the delivery
of the Bonds, in an amount equal to one-sixtieth (1/60th) of:
(i) the highest fu~cure annual principal and interest requirements of
all the Outstanding 1967 Certificates, the 1978 Certificates, the
1987 Bonds and the Bonds herein authorized less (ii) the amount then
on deposit in said Reserve Fund for the 1967 Certificates, the 1978
Certificates, the 1987 Bonds and the amount, if any, of the proceeds
of the Bonds deposited in said Fund pursuant to Section 3.8 hereof.
Such payments into the Reserve Fund shall continue to be made until
the amount in said Fund shall equal the highest future annual princi-
pal and interest requirement on all the Outstanding 1967
Certificates, the 1978 Certificates, the 1987 Bonds and the Bonds
herein authorized; provided, however, that such payments shall not be
required to be made if the City shall deposit in said Fund, pursuant
to Section 3.8 hereof, from the proceeds of the Bonds, an amount suf-
ficient to cause the amount in said Fund to equal the highest future
annual principal and interest requirement on all the Outstanding 1967
Certificates, the 1978 Certificates, the 1987 Bonds and the Bonds
herein authorized... Whenever a deficiency in such payments shall
occur or whenever the amount in the Reserve Fund falls below the
amount then required to be in said Fund, such deficiency shall be
made up from all money in the Utilities Tax Revenue Fund created and
established pursuant to the 1962 Certificate Resolution and continued
hereunder which is not required for payments into the Certificate
Fund.
SECTION 3.6. TAX ~ RELATING TO T~E INTERNAL~
CODE OF 1986, AS AMENDED. 1. In order to maintain the exclusion
from gross income for purposes of Federal income taxation of interest
on the Bonds, the City covenants to comply with each requirement of
the Code. In furtherance of the covenant contained in the preceding
sentence, the City agrees to continually comply with the provisions
of the Tax Certificate to be executed by an authorized official of
the City and delivered on the date of initial issuance and delivery
of the Bonds, as such certificate may be amended from time to time,
as a source of guidance for achieving compliance with the Code.
2. The City covenants and agrees with the Owners of the
Bonds'that the City shall not take any action or omit to take any
action, which action or omission, if reasonably expected on the date
of initial issuance and delivery of the Bonds, would cause any of the
Bonds to be "private activity bonds" or "arbitrage bonds" within the
meaning of Sections 141(a) and 148(a), respectively, of the Code.
3. Notwithstanding any other provision of this Resolution
to the contrary, so long as necessary in order to maintain the
-19- Res. No. 31-89
exclusion from gross income for purposes of Federal income taxation
of interest on the Bonds, the covenants contained in this Section
shall survive the payment of the Bonds and the interest thereon,
including any _payment or discharge thereof pursuant to Section 3.11
of this Resolution.
SECTION 3.7. COVENANTS. All covenants contained in
Sections 5, 6 and 7 of the 1962 Certificate Resolution (except as
otherwise provided in Section 3.3 hereof) shall apply with like force
and effect for the benefit of the Owners of the Bonds herein autho-
rized, which shall in all respects be deemed to carry all of the
rights and privileges granted to the holders of the 1967
Certificates, the 1978 Certificates and the 1987 Bonds; provided,
however, with respect to the Bonds herein authorized, the covenant
contained in Section 6(A) of the 1962 Certificate Resolution is
hereby modified ta provide that the City may decrease the Utilities
Tax, provided the Utilities Tax proceeds after such decrease shall be
sufficient to make all payments required by this Resolution. Such
modification shall not be effective so long as any 1967 Certificates
remain outstanding and unpaid.
SECTION 3.8. APPLICATION OF BOND PROCEEDS. A 1 1 mo ney s
received by the City from the sale of the Bonds authorized and issued
pursuant to this Resolution shall be applied as follows:
A. The accrued interest derived from the sale of the Bonds
shall be deposited in the Certificate Fund.
B. The proceeds of the Bonds in an amount sufficient to
pay the principal of any Notes issued by the City to temporarily
finance the Projects shall be deposited in the "Debt Service Fund"
established under the Note Resolution and used in accordance with the
provisions of such resolution to pay the outstanding principal amount
of the Notes issued under the Note Resolution.
C. Subject to the provisions of the Code, a sufficient
amount of Bond proceeds, if any remaining after the deposits of
paragraph A and B above have been made, may be deposited in the
Reserve Fund, which when added to the amount on deposit in the
Reserve Fund will cause the total amount on deposit in the Reserve
Fund to be equal to the highest future annual principal and interest
requirements of all the 1967 Certificates, the 1978 Certificates, the
1987 Bonds Bonds and the Bonds herein authorized, as shall be deter-
mined by subsequent proceedings of the City Commission.
D. The remainder of the proceeds of the Bonds shall be
deposited in the "Construction Fund" which shall be held by a bank or
trust company in the State of Florida which is eligible under the
state laws to receive deposits of state and municipal funds, which
fund is hereby created and established, and such moneys so deposited
will be used to pay the costs of the Projects. No withdrawals shall
be made from the Construction Fund, except for legal, financial and
engineering expenses and fees, and expenses and fees in connection
with the construction of the Projects and the issuance of the Bonds,
without the written approval of the City Manager or his designee and
only upon receipt of a written requisition executed by an authorized
representative of the City, specifying the purpose for which such
withdrawal is to be made and certifying that such purpose is one of
the purposes provided for in this Resolution. If, for any reason,
-20- Res. No. 31-89
the moneys in said Construction Fund, or any part thereof, are not
necessary for, or are not applied to the purposes provided in this
Resolution, then such unapplied proceeds shall be deposited, upon
certification of the City Manager or his designee that such surplus
proceeds are not needed for the purposes of the Construction Fund, in
the Reserve Fund to the full extent necessary to make the amount then
on deposit therein equal to the maximum amount required to be on
deposit in the Reserve Fund and the balance, if any, to be deposited
in the Certificate Fund to the extent the moneys on deposit in the
Certificate Fund are insufficient for such purpose and thereafter to
the City to be used for any lawful municipal purpose.
The moneys deposited in the Construction Fund may, pending
their use for the purposes provided in this Resolution, be temporar-
ily invested in (i) U. S. Obligations, (ii) in certificates of
deposit and repurohase agreements continuously and fully secured by
U. S. Obligations, or insured by the Federal Deposit Insurance
Corporation or the Federal Savings and Loan Insurance Corporation, or
secured in such manner as provided by the laws of the state of
Florida, maturing not later than the dates on which such moneys will
be needed for the purpose of the Construction Fund, or (iii) such
other obligations as are permitted by the applicable laws of the
State of Florida. All the earnings from such investments shall
remain in and become a part of said Construction Fund and used for
the purposes of the Construction Fund.
All of the moneys on deposit in the Construction Fund shall
be and constitute trust funds for the purposes hereinabove provided,
and there is hereby created a lien upon such moneys, until so
applied, in favor of the Owners of the Bonds.
Notwithstanding the foregoing provisions, moneys on deposit
in the Construction Fund shall be used for the payment into the
Certificate Fund whenever the moneys on deposit in the Certificate
Fund and Reserve Fund are insufficient for such purposes; provided,.
however, that before such moneys may be used for the above purposes,
the City Manager or his designee shall certify that such moneys are
not necessary for or are not to be applied to the cost of the
Projects.
SECTION 3.9. REMEDIES. Any Owner of Bonds issued under the
provisions of this Resolution or any trustee acting for such Owners
in the manner hereinafter provided, may, either at law or in equity,
by suit, action, mandamus or other proceedings in any court of compe-
tent jurisdiction, protect and enforce any and all rights under the
laws of the State of Florida, or granted and contained in this
Resolution, and may enforce and compel the performance of all duties
required by this Resolution or by any applicable statutes to be per-
formed by the City or by any officer thereof.
In the event that default shall be made in the payment of
the interest on or the principal of any of the Bonds issued pursuant
to this Resolution as the same shall become due, or in the making of
the payments into the Reserve Fund or any other payments required to
be made by this Resolution, or in the event that the City or any
officer, agent or employee thereof shall fail or refuse to comply
with the provisions of this Resolution or shall default in any
covenant made herein, and in the further event that any such default
shall continue for a period of sixty (60) days, any Owner of such
-21- Res. No. 31-89
Bonds, or any trustee appointed to represent Owners as hereinafter
provided, shall be entitled as of right to the appointment of a
receiver in an appropriate judicial proceeding in a court of compe-
tent jurisdiction, whether or not such Owner or trustee is also seek-
ing or shall have sought to enforce any other right or exercise any
other remedy in connection with Bonds issued pursuant to this
Resolution.
The receiver so appointed shall forthwith, directly or by
his agents and attorneys, collect and receive all Utilities Tax pro-
ceeds and comply under the jurisdiction of the court appointing such
receiver, with all of the provisions of this Resolution.
Whenever all that is due upon Bonds issued pursuant to this
Resolution, and interest thereon, and under any covenants of this
Resolution for reserve or other funds, and upon any other obligations
and interest thereon having a charge, lien or encumbrance upon the
Utilities Tax proceeds, shall have been paid and made good, and all
defaults under the provisions of this Resolution shall have been
cured and made good, possession of any Utilities Tax proceeds shall
be surrendered to the City upon the entry of an order of the court to
that effect. Upon any subsequent default, any Owner of Bonds issued
pursuant to this Resolution, or any trustee appointed for Owners as
hereinafter provided, shall have the right to secure the further
appointment of a receiver upon any such subsequent default.
Such receiver shall in the performance of the powers here-
inabove conferred upon him be under the direction and supervision of
the court making such appointment, shall at all times be subject to
the orders and decrees of such court and may be removed thereby and a
successor receiver appointed in the discretion of such court.
Nothing herein contained shall limit or restrict the jurisdiction of
such court to enter such other and further orders and decrees as such
court may deem necessary or appropriate for the exercise by the
receiver of any function not specifically set forth herein.
The Owner or Owners of Bonds in an aggregate principal
amount of not less than twenty-five per centum (25%) of Bonds issued
under this Resolution then outstanding may by a duly exercised cer-
tificate in writing appoint a trustee for Owners of Bonds issued pur-
suant to this Resolution with authority to represent such Owners in
any legal proceedings for the enforcement and protection of the
rights of such Owners. Such certificate shall be executed by such
Owners or their duly authorized attorneys or representatives, and
shall be filed in the office of the City Clerk.
SECTION 3.10. REFUNDING. The Bonds herein authorized may
be refunded in the manner provided in paragraph (1) of Section 7 of
the 1962 Certificate Resolution and subject to the restrictions
therein contained.
SECTION 3.11. DISCHARGE AND SATISFACTION OF BONDS. The
covenants, liens and pledges entered into, created or imposed pursu-
ant to this Resolution may be fully discharged and satisfied with
respect to the Bonds in any one or more of the following ways:
(a) by paying the principal of and interest on Bonds when
the same shall become due and payable; or
-22- Res. No. 31-89
(b) by depositing in the Certificate Fund or such other
accounts as the City may hereafter create and establish by resolution
moneys sufficient at the time of such deposit to pay the Bonds, all
interest thereon and the redemption premium, if any, as the same
become due on Raid Bonds on or prior to the redemption date or matu-
rity date thereof; or
(c) by depositing in the Certificate Fund or such other
accounts as the City may hereafter create and establish by resolution
moneys which, when invested in Defeasance Obligations, will provide
moneys which shall be sufficient to pay the Bonds, all interest
thereon and the redemption premium, if any, as the same shall become
due on said Bonds on or prior to the redemption date or maturity date
thereof.
Notwithstanding the foregoing, all references to the dis-
charge and satisfaction of Bonds shall include the discharge and sat-
isfaction of any series of Bonds, any portion of a series of Bonds,
any maturity or maturities of a series of Bonds, any portion of a
maturity of a series of Bonds or any combination thereof.
Upon such payment or deposit in the amount and manner pro-
vided in this Section 3.11, the Bonds shall no longer be deemed to be
outstanding for the purposes of the Resolution and all liability of
the City with respect to the Bonds shall cease, terminate and be com-
pletely discharged and extinguished, and the Holders thereof shall be
entitled for payment solely out of the moneys or securities so
deposited.
ARTICLE IV
MISCELLANEOUS PROVISIONS
SECTION 4.1. MODIFICATION OR AMENDMENT. No material modi-
fication or amendment of this Resolution or of any resolution amenda-
tory thereof or supplemental thereto, may be made without the consent
in writing of the Owners of seventy-five percent (75%) or more in
principal amount of the Bonds then outstanding; provided, however,
that no modification or amendment shall permit a change in the matu-
rity of such Bonds or a reduction in the rate of interest thereon, or
affect the unconditional promise of the City to pay the interest of
and principal on the Bonds, as the same mature or become due, from
the Utilities Tax proceeds, or reduce such percentage of Owners of
such Bonds required above for such modification or amendments, with-
out the consent of the Owners of all the Bonds.
The 1962 Certificate Resolution may be amended with the
consent of the holders (or, (i) in the case of the 1987 Bonds and the
Bonds, the Owners, and (ii) in the case of any future obligations
issued on a parity with the Bonds herein authorized under the provi-
sions of Section 7 of the 1962 Certificate Resolution, the owners
thereof) of seventy-five percent (75%) in principal amount of the
Parity Certificates, the 1987 Bonds and the Bonds herein authorized
and any future parity obligations, all as provided in Section 8 of
said 1962 Certificate Resolution.
-23- Res. No. 31-89
SECTION 4.2. SALE OF BONDS. The Bonds shall be issued and
sold at one time or from time to time and at such price or prices
consistent with the provisions of the Charter of the City,
Chapter 166, Florida Statutes and the requirements of this Resolution
as the City Commission shall hereafter determine by subsequent
proceedings.
SECTION 4.3. BOND ANTICIPATION NOTES. The City may, if it
determines it to be in its best financial interest, issue its bond
anticipation notes including the Notes in order to temporarily
finance the costs of the Projects as provided in this Resolution.
The City shall by proper proceedings authorize the issuance and
establish the details of such bond anticipation notes pursuant to the
provisions of Section 215.431, Florida Statutes, as amended.
SECTION ~.4. SEVERABILITY. If any section, paragraph,
clause or provision of this Resolution or the application of any of
the pledged revenue to the payment of principal of and interest on
the Bonds shall be held to be invalid or unenforceable for any
reason, the invalidity or unenforceability of such section, para-
graph, clause or provision or of the application of such pledged rev-
enue to the payment of such principal and interest, shall not affect
any of the remaining provisions of this Resolution, or the applica-
tion of the remainder of such pledged revenue to the payment of such
principal and interest.
SECTION 4.5. REPEALER. Ail resolutions and orders, or
parts thereof, in conflict herewith are, to the extent of such con-
flict, hereby repealed, and this Resolution shall take effect upon
its passage in the manner provided by law.
SECTION 4.6. EFFECTIVE DATE. This Resolution shall be
effective immediately upon its adoption.
Passed and adopted in regular session on this 13th day of
June, 1989.
Attest:
~/ City Clerk
The foregoing resolution and the form of Bond therein con-
tained are hereby approved by me as to form, language and execution
this 13th day of June, 1989.
City Attorney
-24- Res. No. 31-89
STATE OF FLORIDA )
COUNTY OF PALM BEACH )
I, Elizabeth Arnau, do hereby certify that I am the duly
qualified City Clerk of the City of Delray Beach, Palm Beach County,
Florida.
I further certify that the above and foregoing constitutes
a true and correct copy of the minutes of a meeting of the City
Council of said city held on June 13, 1989, and of a resolution
adopted at said meeting, as said minutes and resolution are offi-
cially of record in my possession.
IN WITNESS WHEREOF, I have hereunto subscribed my official
signature and impressed hereon the official seal of the City of
Delray Beach this 13th day of June, 1989.
City Clerk
(SEAL)
-25- Res. No. 31-89